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TUZ

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund

Delisted

TUZ was delisted on the 11th of December, 2019.

25 hedge funds and large institutions have $54.3M invested in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

14% more funds holding

Funds holding: 2225 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

39% less capital invested

Capital invested by funds: $89.3M → $54.3M (-$35M)

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.73%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
8
Increased
5
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EWM
1
Empirical Wealth Management
Washington
$26M +$1.38M +27,152 +6%
FIM
2
Freedom Investment Management
Connecticut
$6.9M -$23.6M -464,576 -77%
U
3
UBS
Switzerland
$4.39M +$590K +11,581 +15%
Morgan Stanley
4
Morgan Stanley
New York
$3.72M -$5.49M -107,775 -60%
LPL Financial
5
LPL Financial
California
$3.09M -$60K -1,179 -2%
PTC
6
Private Trust Company
Ohio
$2.88M +$2.89M +56,690 New
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.84M +$1.84M +36,193 New
Bank of America
8
Bank of America
North Carolina
$1.26M -$5.67M -111,350 -82%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$785K +$786K +15,431 New
PAG
10
Private Advisor Group
New Jersey
$763K +$764K +15,000 New
MIS
11
Morningstar Investment Services
Illinois
$453K +$97.1K +1,907 +27%
FIG
12
Fusion Investment Group
Pennsylvania
$427K +$428K +8,400 New
MFS
13
MSI Financial Services
Massachusetts
$349K -$22.7K -445 -6%
Wells Fargo
14
Wells Fargo
California
$343K -$4.73M -92,968 -93%
VKH
15
Virtu KCG Holdings
New York
$298K +$299K +5,867 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$263K -$1.05M -20,677 -80%
CCG
17
Chatham Capital Group
Georgia
$244K
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$143K +$46.8K +920 +48%
AIG
19
American International Group
New York
$63.6K
ICM
20
ICC Capital Management
Florida
$31K
HDIM
21
Hanson & Doremus Investment Management
Vermont
$23K
Citigroup
22
Citigroup
New York
$20K -$1.02K -20 -5%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$16K +$15.9K +313 New
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$10K +$9.93K +195 New
BFEC
25
Benjamin F. Edwards & Company
Missouri
$2K +$1.78K +35 +350%

TUZ Hedge Fund Activity: Q4 2013 in Review

25 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) for Q4 2013, worth a combined $54.3M — down 39% from $89.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new TUZ positions and 5 closed out — a net gain of 3 holders — while 5 added to existing stakes and 8 trimmed.

The largest buyer was Private Trust Company, opening a new position worth an estimated $2.89M. The largest seller was Freedom Investment Management, cutting an estimated $23.6M.

  • 25 institutional investors held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) as of Q4 2013, up from 22 in Q3 2013.
  • Funds reported $54.3M of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund stock for Q4 2013, down 39% quarter-over-quarter.
  • 8 funds opened new PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund positions in Q4 2013 and 5 closed out, a net change of +3 holders.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund buyer in Q4 2013 was Private Trust Company, an estimated $2.89M added.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund seller in Q4 2013 was Freedom Investment Management, an estimated $23.6M sold.

Based on aggregated 13F filings for Q4 2013.