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TUZ

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund

Delisted

TUZ was delisted on the 11th of December, 2019.

28 hedge funds and large institutions have $34.9M invested in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% less funds holding

Funds holding: 3128 (-3)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

33% less capital invested

Capital invested by funds: $52M → $34.9M (-$17.1M)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
28
Holders Change
-3
Holders Change %
-9.68%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
4
Increased
9
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LWA
1
Lowe Wealth Advisors
Maryland
$6.4M +$6.4M +125,497 New
FIM
2
Freedom Investment Management
Connecticut
$6.15M -$9.34M -183,174 -60%
EWM
3
Empirical Wealth Management
Washington
$5M -$7.05M -138,251 -58%
Morgan Stanley
4
Morgan Stanley
New York
$2.69M +$145K +2,846 +6%
Wells Fargo
5
Wells Fargo
California
$2.65M +$1.06M +20,773 +67%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$2M +$495K +9,709 +33%
Bank of America
7
Bank of America
North Carolina
$1.97M +$65.9K +1,292 +3%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.61M +$915K +17,949 +132%
VKH
9
Virtu KCG Holdings
New York
$865K -$895K -17,552 -51%
FIG
10
Fusion Investment Group
Pennsylvania
$833K +$104K +2,036 +14%
PAG
11
Private Advisor Group
New Jersey
$765K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$713K -$1.56M -30,621 -69%
MAA
13
Managed Account Advisors
New Jersey
$559K +$559K +10,964 New
UBS Group
14
UBS Group
Switzerland
$559K +$559K +10,972 New
CCG
15
Chatham Capital Group
Georgia
$545K
MIS
16
Morningstar Investment Services
Illinois
$526K +$22.3K +438 +4%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$506K -$48.9K -959 -9%
Citigroup
18
Citigroup
New York
$148K +$146K +2,858 +6,081%
AIG
19
American International Group
New York
$135K +$99.4K +1,950 +279%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$61K -$326K -6,404 -84%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$47K -$96.9K -1,900 -67%
NES
22
New England Securities
New York
$42K -$10.2K -200 -20%
ICM
23
ICC Capital Management
Florida
$31K
HDIM
24
Hanson & Doremus Investment Management
Vermont
$30K
MFS
25
MSI Financial Services
Massachusetts
$27K -$380K -7,454 -93%

TUZ Hedge Fund Activity: Q4 2014 in Review

28 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) for Q4 2014, worth a combined $34.9M — down 33% from $52M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of TUZ and 4 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 9 added.

The largest buyer was Wells Fargo, adding an estimated $1.06M. The largest seller was Freedom Investment Management, cutting an estimated $9.34M.

  • 28 institutional investors held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) as of Q4 2014, down from 31 in Q3 2014.
  • Funds reported $34.9M of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund stock for Q4 2014, down 33% quarter-over-quarter.
  • 4 funds opened new PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund positions in Q4 2014 and 6 closed out, a net change of -2 holders.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund buyer in Q4 2014 was Wells Fargo, an estimated $1.06M added.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund seller in Q4 2014 was Freedom Investment Management, an estimated $9.34M sold.

Based on aggregated 13F filings for Q4 2014.