LPL Financial’s PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ Stock Holding History

LPL Financial’s Portfolio TUZ Stock Details TUZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-4,995	Closed	-$250K	–	3321
2018 Q1	$250K	Sell	4,995 -340	-6%	-$17K	﹤0.01%	2786
2017 Q4	$268K	Sell	5,335 -228	-4%	-$11.5K	﹤0.01%	2594
2017 Q3	$282K	Sell	5,563 -975	-15%	-$49.4K	﹤0.01%	2416
2017 Q2	$331K	Sell	6,538 -2,321	-26%	-$118K	﹤0.01%	2206
2017 Q1	$449K	Sell	8,859 -7,209	-45%	-$365K	﹤0.01%	1901
2016 Q4	$814K	Buy	+16,068	New	+$817K	0.01%	1359
2016 Q2	–	Sell	-7,544	Closed	-$385K	–	3111
2016 Q1	$385K	Buy	7,544 +798	+12%	+$40.7K	﹤0.01%	2344
2015 Q4	$342K	Sell	6,746 -17,046	-72%	-$868K	﹤0.01%	2451
2015 Q3	$1.22M	Buy	+23,792	New	+$1.21M	0.01%	1117
2014 Q4	–	Sell	-52,600	Closed	-$2.68M	–	2825
2014 Q3	$2.68M	Sell	52,600 -700	-1%	-$35.6K	0.02%	718
2014 Q2	$2.71M	Sell	53,300 -6,189	-10%	-$315K	0.02%	720
2014 Q1	$3.03M	Sell	59,489 -1,285	-2%	-$65.4K	0.02%	635
2013 Q4	$3.09M	Sell	60,774 -1,179	-2%	-$60K	0.02%	623
2013 Q3	$3.15M	Sell	61,953 -1,932	-3%	-$98.2K	0.02%	574
2013 Q2	$3.25M	Buy	+63,885	New	+$3.25M	0.02%	525

Other funds holding TUZ

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

FGAM

Financial Gravity Asset Management Lakeway, Texas $562M AUM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

LPL Financial's TUZ Position: Q2 2018 in Review

LPL Financial sold out of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) in Q2 2018, closing a stake of 4,995 shares — an estimated $250K sold.

LPL Financial first reported a position in TUZ in Q2 2013 and held it in 15 quarters. The position peaked at $3.25M in Q2 2013. 30 funds tracked by Wall St. Rank hold TUZ as of Q2 2018.

LPL Financial reported no remaining PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position as of Q2 2018 after selling out during the quarter.
LPL Financial sold 4,995 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund shares in Q2 2018, an estimated $250K.
LPL Financial first reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in Q2 2013 and held it in 15 quarters.
LPL Financial's PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position peaked at $3.25M in Q2 2013.
30 funds tracked by Wall St. Rank held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund as of Q2 2018.

Based on LPL Financial's 13F filing for Q2 2018, filed 14 Aug 2018.