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TUZ

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ

Delisted

TUZ was delisted on the 11th of December, 2019.

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31 hedge funds and large institutions have $47M invested in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

7% more funds holding

Funds holding: 29 → 31 (+2)

4% more capital invested

Capital invested by funds: $45M → $47M (+$1.94M)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.87%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
3
Increased
8
Reduced
11
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$11.1M
2
Bank of America
Bank of America
North Carolina
+$1.52M
3
LPL Financial
LPL Financial
California
+$1.21M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$982K
5
FAAS
First Allied Advisory Services
California
+$211K

Top Sellers

1
FIM
Freedom Investment Management
Connecticut
-$9.52M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.09M
3
Jane Street
Jane Street
New York
-$749K
4
UBS Group
UBS Group
Switzerland
-$384K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$323K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.5M +$11.1M +217,158 +204%
LWA
2
Lowe Wealth Advisors
Maryland
$6.27M -$155K -3,038 -2%
Bank of America
3
Bank of America
North Carolina
$4.51M +$1.52M +29,751 +51%
Morgan Stanley
4
Morgan Stanley
New York
$2.67M -$19.4K -381 -0.7%
BSW
5
Buckingham Strategic Wealth
Missouri
$2.43M +$3.52K +69 +0.1%
EWM
6
Empirical Wealth Management
Washington
$2.05M -$217K -4,246 -10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.8M -$180K -3,530 -9%
MIS
8
Morningstar Investment Services
Illinois
$1.67M +$193K +3,789 +13%
LPL Financial
9
LPL Financial
California
$1.22M +$1.21M +23,792 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.04M +$982K +19,248 +1,731%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$992K -$1.09M -21,315 -52%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$950K -$323K -6,325 -25%
Goldman Sachs
13
Goldman Sachs
New York
$880K -$138K -2,696 -14%
FIG
14
Fusion Investment Group
Pennsylvania
$835K +$357 +7 +0%
FIM
15
Freedom Investment Management
Connecticut
$797K -$9.52M -186,728 -88%
PAG
16
Private Advisor Group
New Jersey
$766K – – –
UBS Group
17
UBS Group
Switzerland
$614K -$384K -7,522 -38%
CCG
18
Chatham Capital Group
Georgia
$291K -$153K -3,000 -34%
FAAS
19
First Allied Advisory Services
California
$212K +$211K +4,143 New
AIG
20
American International Group
New York
$174K +$38.3K +750 +28%
MFS
21
MSI Financial Services
Massachusetts
$62K – – –
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$58K – – –
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$47K – – –
HCMT
24
Highland Capital Management (Tennessee)
Tennessee
$31K – – –
HDIM
25
Hanson & Doremus Investment Management
Vermont
$30K – – –
1
2

TUZ Hedge Fund Activity: Q3 2015 in Review

31 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) for Q3 2015, worth a combined $47M — up 4.3% from $45M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new TUZ positions and 1 closed out — a net gain of 2 holders — while 8 added to existing stakes and 11 trimmed.

The largest buyer was Wells Fargo, adding an estimated $11.1M. The largest seller was Freedom Investment Management, cutting an estimated $9.52M.

  • 31 institutional investors held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) as of Q3 2015, up from 29 in Q2 2015.
  • Funds reported $47M of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund stock for Q3 2015, up 4.3% quarter-over-quarter.
  • 3 funds opened new PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund positions in Q3 2015 and 1 closed out, a net change of +2 holders.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund buyer in Q3 2015 was Wells Fargo, an estimated $11.1M added.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund seller in Q3 2015 was Freedom Investment Management, an estimated $9.52M sold.

Based on aggregated 13F filings for Q3 2015.