Empirical Wealth Management’s PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ Stock Holding History

Empirical Wealth Management’s Portfolio TUZ Stock Details TUZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-13,247	Closed	-$671K	–	111
2015 Q4	$671K	Sell	13,247 -26,970	-67%	-$1.37M	0.16%	62
2015 Q3	$2.05M	Sell	40,217 -4,246	-10%	-$217K	0.48%	29
2015 Q2	$2.27M	Sell	44,463 -8,812	-17%	-$449K	0.53%	25
2015 Q1	$2.72M	Sell	53,275 -44,904	-46%	-$2.29M	0.65%	23
2014 Q4	$5M	Sell	98,179 -138,251	-58%	-$7.05M	1.22%	16
2014 Q3	$12M	Sell	236,430 -169,870	-42%	-$8.65M	2.91%	10
2014 Q2	$20.7M	Sell	406,300 -117,238	-22%	-$5.97M	5.13%	5
2014 Q1	$26.6M	Buy	523,538 +13,037	+3%	+$663K	7.01%	4
2013 Q4	$26M	Buy	510,501 +27,152	+6%	+$1.38M	7.34%	3
2013 Q3	$24.6M	Buy	483,349 +6,138	+1%	+$312K	7.7%	3
2013 Q2	$24.2M	Buy	+477,211	New	+$24.3M	8.08%	3

Other funds holding TUZ

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LWA

Lowe Wealth Advisors Columbia, Maryland $274M AUM 14.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Empirical Wealth Management's TUZ Position: Q1 2016 in Review

Empirical Wealth Management sold out of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) in Q1 2016, closing a stake of 13,247 shares — an estimated $671K sold.

Empirical Wealth Management first reported a position in TUZ in Q2 2013 and held it in 11 quarters. The position peaked at $26.6M in Q1 2014. 29 funds tracked by Wall St. Rank hold TUZ as of Q1 2016.

Empirical Wealth Management reported no remaining PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position as of Q1 2016 after selling out during the quarter.
Empirical Wealth Management sold 13,247 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund shares in Q1 2016, an estimated $671K.
Empirical Wealth Management first reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in Q2 2013 and held it in 11 quarters.
Empirical Wealth Management's PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position peaked at $26.6M in Q1 2014.
29 funds tracked by Wall St. Rank held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund as of Q1 2016.

Based on Empirical Wealth Management's 13F filing for Q1 2016, filed 21 Apr 2016.