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TUZ

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund

Delisted

TUZ was delisted on the 11th of December, 2019.

39 hedge funds and large institutions have $56.6M invested in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

8% more funds holding

Funds holding: 3639 (+3)

25% less capital invested

Capital invested by funds: $75.2M → $56.6M (-$18.6M)

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

Holders
39
Holders Change
+3
Holders Change %
+8.33%
% of All Funds
0.88%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
7
Increased
9
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIM
1
Freedom Investment Management
Connecticut
$26.8M -$5.07M -100,553 -16%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$3.76M -$430K -8,528 -10%
MIS
3
Morningstar Investment Services
Illinois
$3.69M +$297K +5,888 +9%
Wells Fargo
4
Wells Fargo
California
$3.56M +$800K +15,860 +29%
SG Americas Securities
5
SG Americas Securities
New York
$2.51M
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.43M -$3.92M -77,621 -62%
FGC
7
Financial Gravity Companies
Texas
$1.46M +$1.47M +29,043 New
LWA
8
Lowe Wealth Advisors
Maryland
$1.39M -$2.04M -40,475 -59%
Bank of America
9
Bank of America
North Carolina
$1.14M -$858K -17,012 -43%
Morgan Stanley
10
Morgan Stanley
New York
$1.14M -$400K -7,929 -26%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.09M -$740K -14,667 -40%
AI
12
Atria Investments
North Carolina
$1.07M +$8.93K +177 +0.8%
FAAS
13
First Allied Advisory Services
California
$952K -$368K -7,290 -28%
VF
14
Virtu Financial
New York
$905K +$908K +17,989 New
JCM
15
Jacobi Capital Management
Pennsylvania
$867K -$35.6K -705 -4%
PAG
16
Private Advisor Group
New Jersey
$754K
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$485K +$5.85K +116 +1%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$414K +$415K +8,233 New
MIFH
19
Migdal Insurance & Financial Holdings
Israel
$308K +$1.26K +25 +0.4%
UBS Group
20
UBS Group
Switzerland
$302K -$352K -6,977 -54%
RI
21
Ridgewood Investments
New Jersey
$270K +$9.74K +193 +4%
LPL Financial
22
LPL Financial
California
$268K -$11.5K -228 -4%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$262K -$404 -8 -0.2%
PGA
24
Premia Global Advisors
Florida
$204K +$205K +4,071 New
CCG
25
Chatham Capital Group
Georgia
$201K

TUZ Hedge Fund Activity: Q4 2017 in Review

39 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) for Q4 2017, worth a combined $56.6M — down 25% from $75.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new TUZ positions and 4 closed out — a net gain of 3 holders — while 9 added to existing stakes and 15 trimmed.

The largest buyer was Virtu Financial, opening a new position worth an estimated $908K. The largest seller was Jane Street, exiting entirely with an estimated $7.39M sold.

  • 39 institutional investors held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) as of Q4 2017, up from 36 in Q3 2017.
  • Funds reported $56.6M of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund stock for Q4 2017, down 25% quarter-over-quarter.
  • 7 funds opened new PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund positions in Q4 2017 and 4 closed out, a net change of +3 holders.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund buyer in Q4 2017 was Virtu Financial, an estimated $908K added.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund seller in Q4 2017 was Jane Street, an estimated $7.39M sold.

Based on aggregated 13F filings for Q4 2017.