Bluefin Capital Management’s PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ Stock Holding History

Bluefin Capital Management’s Portfolio TUZ Stock Details TUZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-24,106	Closed	-$1.2M	–	821
2014 Q1	$1.2M	Buy	+24,106	New	+$1.23M	0.08%	191
2013 Q4	–	Sell	-4,686	Closed	-$200K	–	479
2013 Q3	$200K	Sell	4,686 -7,097	-60%	-$361K	0.02%	386
2013 Q2	$600K	Buy	+11,783	New	+$599K	0.06%	295

Other funds holding TUZ

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PTC

Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bluefin Capital Management's TUZ Position: Q2 2014 in Review

Bluefin Capital Management sold out of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) in Q2 2014, closing a stake of 24,106 shares — an estimated $1.2M sold.

Bluefin Capital Management first reported a position in TUZ in Q2 2013 and held it in 3 quarters. The position peaked at $1.2M in Q1 2014. 26 funds tracked by Wall St. Rank hold TUZ as of Q2 2014.

Bluefin Capital Management reported no remaining PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position as of Q2 2014 after selling out during the quarter.
Bluefin Capital Management sold 24,106 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund shares in Q2 2014, an estimated $1.2M.
Bluefin Capital Management first reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in Q2 2013 and held it in 3 quarters.
Bluefin Capital Management's PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position peaked at $1.2M in Q1 2014.
26 funds tracked by Wall St. Rank held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund as of Q2 2014.

Based on Bluefin Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.