PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ was delisted on the 11th of December, 2019.
28 hedge funds and large institutions have $34.9M invested in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 6 closing their positions.
10% less funds holding
Funds holding: 31 → 28 (-3)
18% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 11
33% less capital invested
Capital invested by funds: $52M → $34.9M (-$17.1M)
33% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 6
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$1.06M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$915K |
| 3 |
MAA
Managed Account Advisors
Jersey City,
New Jersey
|
+$559K |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
+$495K |
| 5 |
Citigroup
New York
|
+$146K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FIM
Freedom Investment Management
Hartford,
Connecticut
|
-$9.34M |
| 2 |
EWM
Empirical Wealth Management
Seattle,
Washington
|
-$7.05M |
| 3 |
LPL Financial
San Diego,
California
|
-$2.68M |
| 4 |
PTC
Private Trust Company
Cleveland,
Ohio
|
-$2.59M |
| 5 |
Jane Street
New York
|
-$1.79M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WEC
26
Winslow Evans & Crocker
Boston,
Massachusetts
| $10.2K | -$10.2K | -200 | -50% |
|
|
BFEC
27
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $3K | -$153 | -3 | -5% |
|
|
28
LPL Financial
San Diego,
California
| – | -$2.68M | -52,600 | Closed |
|
|
PTC
29
Private Trust Company
Cleveland,
Ohio
| – | -$2.59M | -50,805 | Closed |
|
|
30
Jane Street
New York
| – | -$1.79M | -35,252 | Closed |
|
31
Goldman Sachs
New York
| – | -$314K | -6,172 | Closed |
|
|
OCM
32
One Capital Management
Westlake Village,
California
| – | -$53K | -1,047 | Closed |
|
|
TRCT
33
Tower Research Capital (TRC)
New York
| – | -$5K | -95 | Closed |
|
34
Parallax Volatility Advisers
San Francisco,
California
| – | +$51 | +1 | New |
|
TUZ Hedge Fund Activity: Q4 2014 in Review
28 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) for Q4 2014, worth a combined $34.9M — down 33% from $52M a quarter earlier.
Sellers outnumbered buyers: 6 funds closed out of TUZ and 4 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 9 added.
The largest buyer was Wells Fargo, adding an estimated $1.06M. The largest seller was Freedom Investment Management, cutting an estimated $9.34M.
- 28 institutional investors held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) as of Q4 2014, down from 31 in Q3 2014.
- Funds reported $34.9M of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund stock for Q4 2014, down 33% quarter-over-quarter.
- 4 funds opened new PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund positions in Q4 2014 and 6 closed out, a net change of -2 holders.
- The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund buyer in Q4 2014 was Wells Fargo, an estimated $1.06M added.
- The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund seller in Q4 2014 was Freedom Investment Management, an estimated $9.34M sold.
Based on aggregated 13F filings for Q4 2014.