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TSLF

THL CREDIT SENIOR LOAN FUND

Delisted

TSLF was delisted on the 20th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.91M +$1.45M +82,329 +18%
RJA
2
Raymond James & Associates
Florida
$3.25M -$120K -6,789 -4%
Invesco
3
Invesco
Georgia
$2.19M +$1.55M +87,600 +293%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$832K -$8.83K -500 -1%
Morgan Stanley
5
Morgan Stanley
New York
$512K -$224K -12,702 -32%
LPL Financial
6
LPL Financial
California
$386K +$362K +20,521 New
GC
7
Guggenheim Capital
Illinois
$236K +$223K +12,641 New
OC
8
Oppenheimer & Co
New York
$228K +$7.07K +400 +3%
UBS Group
9
UBS Group
Switzerland
$218K -$53.9K -3,049 -21%
DADC
10
D.A. Davidson & Co
Montana
$180K -$127K -7,167 -42%
HCM
11
Highlander Capital Management
New Jersey
$98K
Wells Fargo
12
Wells Fargo
California
$5K
MIG
13
Mariner Investment Group
New York
-$3.23M -189,563 Closed
LCM
14
Laurion Capital Management
New York
-$480K -28,113 Closed
VKH
15
Virtu KCG Holdings
New York
-$202K -11,869 Closed
FM
16
Family Management
New York
-$177K -10,400 Closed
BRWA
17
B. Riley Wealth Advisors
Florida
-$12K -700 Closed