B. Riley Wealth Advisors’s THL CREDIT SENIOR LOAN FUND TSLF Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q1
Sell
-700
Closed -$12 2249
2014
Q4
$12 Buy
+700
New +$12 ﹤0.01% 2784
2014
Q3
Sell
-700
Closed -$12.8K 2116
2014
Q2
$12.8K Buy
+700
New +$12.8K ﹤0.01% 1674