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TSLF

THL CREDIT SENIOR LOAN FUND

Delisted

TSLF was delisted on the 20th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
Saba Capital Management
1
Saba Capital Management
New York
– -$4.58M -395,890 Closed
Advisors Asset Management
2
Advisors Asset Management
Colorado
– -$3.35M -289,818 Closed
Fiduciary Trust International
3
Fiduciary Trust International
Massachusetts
– -$3.13M -271,148 Closed
Wells Fargo
4
Wells Fargo
California
– -$3.03M -262,142 Closed
Matisse Capital
5
Matisse Capital
Oregon
– -$2.07M -178,835 Closed
Invesco
6
Invesco
Georgia
– -$2.06M -178,236 Closed
Morgan Stanley
7
Morgan Stanley
New York
– -$1.9M -164,564 Closed
Guggenheim Capital
8
Guggenheim Capital
Illinois
– -$1.27M -110,241 Closed
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
– -$822K -71,130 Closed
Shaker Financial Services
10
Shaker Financial Services
Virginia
– -$788K -68,128 Closed
Sit Investment Associates
11
Sit Investment Associates
Minnesota
– -$778K -67,290 Closed
Raymond James & Associates
12
Raymond James & Associates
Florida
– -$768K -66,425 Closed
Parametric Portfolio Associates
13
Parametric Portfolio Associates
Washington
– -$482K -41,698 Closed
Bulldog Investors
14
Bulldog Investors
New Jersey
– -$448K -38,771 Closed
9258 Wealth Management
15
9258 Wealth Management
Ohio
– -$361K -30,146 Closed
Capital Investment Advisors
16
Capital Investment Advisors
Georgia
– -$346K -29,910 Closed
22CM
17
20/20 Capital Management
California
– -$320K -26,705 Closed
Lindbrook Capital
18
Lindbrook Capital
California
– -$268K -23,226 Closed
Osaic Holdings
19
Osaic Holdings
Arizona
– -$258K -22,323 Closed
Bank of America
20
Bank of America
North Carolina
– -$160K -13,871 Closed
Wedbush Securities
21
Wedbush Securities
California
– -$143K -12,330 Closed
AQR Arbitrage
22
AQR Arbitrage
Connecticut
– -$134K -11,581 Closed
Stifel Financial
23
Stifel Financial
Missouri
– -$125K -10,937 Closed
Raymond James Financial Services Advisors
24
Raymond James Financial Services Advisors
Florida
– -$123K -10,613 Closed
Oppenheimer & Co
25
Oppenheimer & Co
New York
– -$121K -10,500 Closed