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TSLF

THL CREDIT SENIOR LOAN FUND

Delisted

TSLF was delisted on the 20th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$12.8M +$4.79M +311,689 +63%
Invesco
2
Invesco
Georgia
$3.27M -$99.3K -6,465 -3%
RJA
3
Raymond James & Associates
Florida
$2.79M +$519K +33,817 +24%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.69M +$413K +26,887 +34%
MIG
5
Mariner Investment Group
New York
$1.28M +$109K +7,102 +10%
LPL Financial
6
LPL Financial
California
$784K +$382K +24,861 +100%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$712K -$27.2K -1,773 -4%
Morgan Stanley
8
Morgan Stanley
New York
$519K -$1.09M -70,707 -68%
SFS
9
Shaker Financial Services
Virginia
$493K -$174K -11,302 -27%
OC
10
Oppenheimer & Co
New York
$353K
GC
11
Guggenheim Capital
Illinois
$349K -$18.6K -1,212 -5%
ZIG
12
Zuckerman Investment Group
Illinois
$251K -$1.3K -85 -0.5%
AA
13
AQR Arbitrage
Connecticut
$245K +$237K +15,463 New
RCM
14
Rivernorth Capital Management
Florida
$232K +$225K +14,655 New
DADC
15
D.A. Davidson & Co
Montana
$182K +$22K +1,435 +14%
Squarepoint
16
Squarepoint
New York
$181K +$175K +11,400 New
FTIOP
17
Fiduciary Trust International of Pennsylvania
Pennsylvania
$159K
AIA
18
Allegis Investment Advisors
Idaho
$135K +$131K +8,530 New
HCM
19
Highlander Capital Management
New Jersey
$71K
IA
20
IFP Advisors
Florida
$60K +$58.5K +3,810 New
UBS Group
21
UBS Group
Switzerland
$37K -$98.7K -6,427 -73%
TRCT
22
Tower Research Capital (TRC)
New York
$37K +$32.8K +2,139 +1,202%
LCM
23
Laurion Capital Management
New York
-$311K -20,065 Closed
KA
24
Kovack Advisors
Florida
-$158K -10,173 Closed
WAM
25
Wolverine Asset Management
Illinois
-$150K -9,735 Closed