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TSLF

THL CREDIT SENIOR LOAN FUND
TSLF

Delisted

TSLF was delisted on the 20th of May, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$21.5M +$2.23M +131,483 +13%
Invesco
2
Invesco
Georgia
$4.82M +$833K +49,060 +24%
RJA
3
Raymond James & Associates
Florida
$2.31M -$367K -21,625 -15%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.93M -$93.7K -5,516 -5%
SFS
5
Shaker Financial Services
Virginia
$1.77M -$860K -50,633 -35%
RCM
6
Robinson Capital Management
Michigan
$1.64M +$1.49M +87,448 New
CS
7
Comerica Securities
Michigan
$1.52M -$8.68K -511 -0.6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$645K -$143K -8,408 -20%
Morgan Stanley
9
Morgan Stanley
New York
$628K +$559K +32,897 +5,108%
MIG
10
Mariner Investment Group
New York
$480K -$337K -19,840 -44%
OC
11
Oppenheimer & Co
New York
$422K -$50.9K -3,000 -12%
IA
12
IFP Advisors
Florida
$395K +$23K +1,357 +7%
LPL Financial
13
LPL Financial
California
$303K +$3.62K +213 +1%
ZIG
14
Zuckerman Investment Group
Illinois
$293K – – –
PAG
15
Private Advisor Group
New Jersey
$239K +$13.6K +800 +6%
DADC
16
D.A. Davidson & Co
Montana
$187K -$41.5K -2,445 -20%
FTIOP
17
Fiduciary Trust International of Pennsylvania
Pennsylvania
$187K – – –
UBS Group
18
UBS Group
Switzerland
$180K +$137K +8,063 +524%
HCM
19
Highlander Capital Management
New Jersey
$84K – – –
Wells Fargo
20
Wells Fargo
California
$33K +$12.7K +750 +75%
AG
21
Advisor Group
Arizona
$19K +$17K +1,000 New
RCM
22
Rivernorth Capital Management
Florida
– -$1.32M -80,082 Closed
LCM
23
Laurion Capital Management
New York
– -$1.14M -68,884 Closed
DA
24
Doliver Advisors
Texas
– -$406K -24,599 Closed
GC
25
Guggenheim Capital
Illinois
– -$335K -20,345 Closed
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