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TSLF

THL CREDIT SENIOR LOAN FUND

Delisted

TSLF was delisted on the 20th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11.7M -$999K -58,937 -8%
Invesco
2
Invesco
Georgia
$4.79M -$222K -13,102 -4%
FTI
3
Fiduciary Trust International
Massachusetts
$4.65M +$15.3K +900 +0.3%
SIA
4
Sit Investment Associates
Minnesota
$3.42M +$1.8M +106,170 +114%
GC
5
Guggenheim Capital
Illinois
$1.57M +$76.8K +4,531 +5%
SFS
6
Shaker Financial Services
Virginia
$1.56M -$421K -24,840 -22%
RJA
7
Raymond James & Associates
Florida
$1.41M -$230K -13,576 -14%
CS
8
Comerica Securities
Michigan
$1.05M +$134K +7,881 +15%
Morgan Stanley
9
Morgan Stanley
New York
$990K -$157K -9,252 -14%
PAG
10
Private Advisor Group
New Jersey
$860K +$171K +10,113 +25%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$835K +$62.9K +3,710 +8%
WAM
12
Wolverine Asset Management
Illinois
$721K -$1.01M -59,391 -59%
MIG
13
Mariner Investment Group
New York
$631K -$2.44K -144 -0.4%
Walleye Trading
14
Walleye Trading
New York
$558K +$54.2K +3,200 +11%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$476K -$107K -6,313 -19%
LCM
16
Laurion Capital Management
New York
$408K +$402K +23,708 New
OC
17
Oppenheimer & Co
New York
$301K
AM
18
Ares Management
California
$258K +$254K +15,000 New
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$248K +$226K +13,311 +1,210%
Wells Fargo
20
Wells Fargo
California
$243K +$228K +13,423 +1,926%
DADC
21
D.A. Davidson & Co
Montana
$233K -$11.3K -667 -5%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$190K -$5.41K -319 -3%
Stifel Financial
23
Stifel Financial
Missouri
$175K +$173K +10,229 New
PCM
24
Penserra Capital Management
California
$174K +$73.8K +4,351 +75%
FTIOP
25
Fiduciary Trust International of Pennsylvania
Pennsylvania
$172K