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TSLF

THL CREDIT SENIOR LOAN FUND

Delisted

TSLF was delisted on the 20th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$16.3M +$512K +32,202 +3%
Invesco
2
Invesco
Georgia
$2.63M +$3.48K +219 +0.1%
RJA
3
Raymond James & Associates
Florida
$2.37M -$23.2K -1,457 -1%
SFS
4
Shaker Financial Services
Virginia
$1.97M +$530K +33,331 +37%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.79M -$162K -10,217 -8%
MIG
6
Mariner Investment Group
New York
$1.42M -$150K -9,422 -10%
CS
7
Comerica Securities
Michigan
$1.15M +$1.13M +71,258 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$899K +$175K +10,990 +24%
OC
9
Oppenheimer & Co
New York
$378K
GC
10
Guggenheim Capital
Illinois
$378K +$41.2K +2,588 +12%
LPL Financial
11
LPL Financial
California
$320K -$201K -12,649 -39%
COLIM
12
City of London Investment Management
United Kingdom
$305K
ZIG
13
Zuckerman Investment Group
Illinois
$251K
PAG
14
Private Advisor Group
New Jersey
$203K +$201K +12,620 New
DADC
15
D.A. Davidson & Co
Montana
$184K
FTIOP
16
Fiduciary Trust International of Pennsylvania
Pennsylvania
$161K
Morgan Stanley
17
Morgan Stanley
New York
$140K -$25.6K -1,607 -16%
IA
18
IFP Advisors
Florida
$99K +$97.3K +6,117 +8,996%
HCM
19
Highlander Capital Management
New Jersey
$72K
BC
20
Barnett & Company
Tennessee
$32K
Wells Fargo
21
Wells Fargo
California
$16K +$15.9K +1,000 New
UBS Group
22
UBS Group
Switzerland
$12K +$11.6K +727 New
PAI
23
Pittenger & Anderson Inc
Nebraska
$8K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$5K -$77.5K -4,876 -93%
TRCT
25
Tower Research Capital (TRC)
New York
$2K +$1.59K +100 New