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TSLF

THL CREDIT SENIOR LOAN FUND

Delisted

TSLF was delisted on the 20th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$15.7M +$2.59M +172,734 +21%
Invesco
2
Invesco
Georgia
$2.59M -$642K -42,884 -21%
RJA
3
Raymond James & Associates
Florida
$2.36M -$406K -27,102 -15%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.93M +$229K +15,266 +14%
MIG
5
Mariner Investment Group
New York
$1.55M +$252K +16,842 +21%
SFS
6
Shaker Financial Services
Virginia
$1.41M +$870K +58,051 +187%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$713K
LPL Financial
8
LPL Financial
California
$503K -$258K -17,190 -35%
OC
9
Oppenheimer & Co
New York
$373K +$18.7K +1,250 +6%
GC
10
Guggenheim Capital
Illinois
$335K -$16.1K -1,078 -5%
COLIM
11
City of London Investment Management
United Kingdom
$302K +$284K +18,969 New
ZIG
12
Zuckerman Investment Group
Illinois
$248K -$2.4K -160 -1%
DADC
13
D.A. Davidson & Co
Montana
$182K
AA
14
AQR Arbitrage
Connecticut
$179K -$64.1K -4,277 -28%
Morgan Stanley
15
Morgan Stanley
New York
$164K -$336K -22,398 -68%
FTIOP
16
Fiduciary Trust International of Pennsylvania
Pennsylvania
$159K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$82K +$78.1K +5,216 New
HCM
18
Highlander Capital Management
New Jersey
$71K
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$52K +$48.7K +3,251 New
BC
20
Barnett & Company
Tennessee
$32K +$30K +2,000 New
IA
21
IFP Advisors
Florida
$1K -$56.1K -3,742 -98%
RCM
22
Rivernorth Capital Management
Florida
-$232K -14,655 Closed
Squarepoint
23
Squarepoint
New York
-$181K -11,400 Closed
AIA
24
Allegis Investment Advisors
Idaho
-$135K -8,530 Closed
UBS Group
25
UBS Group
Switzerland
-$37K -2,343 Closed