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TSLF

THL CREDIT SENIOR LOAN FUND
TSLF

Delisted

TSLF was delisted on the 20th of May, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$12.6M -$2.55M -150,384 -17%
Invesco
2
Invesco
Georgia
$4.92M -$87.4K -5,145 -2%
FTI
3
Fiduciary Trust International
Massachusetts
$4.55M +$1.57M +92,434 +52%
SFS
4
Shaker Financial Services
Virginia
$1.95M +$1.11M +65,205 +130%
WAM
5
Wolverine Asset Management
Illinois
$1.71M +$1.49M +87,888 +655%
RJA
6
Raymond James & Associates
Florida
$1.61M -$387K -22,770 -19%
SIA
7
Sit Investment Associates
Minnesota
$1.57M +$1.58M +92,958 New
GC
8
Guggenheim Capital
Illinois
$1.46M +$252K +14,839 +21%
Morgan Stanley
9
Morgan Stanley
New York
$1.13M +$188K +11,062 +20%
CS
10
Comerica Securities
Michigan
$893K -$790K -46,512 -47%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$756K -$33.6K -1,979 -4%
PAG
12
Private Advisor Group
New Jersey
$677K +$55K +3,238 +9%
MIG
13
Mariner Investment Group
New York
$621K +$625K +36,825 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$573K -$205K -12,090 -26%
Walleye Trading
15
Walleye Trading
New York
$493K +$497K +29,262 New
DA
16
Doliver Advisors
Texas
$384K -$101K -5,959 -21%
OC
17
Oppenheimer & Co
New York
$295K – – –
DADC
18
D.A. Davidson & Co
Montana
$240K +$241K +14,218 New
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$192K -$645 -38 -0.3%
FTIOP
20
Fiduciary Trust International of Pennsylvania
Pennsylvania
$169K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$142K +$65K +3,825 +83%
IA
22
IFP Advisors
Florida
$128K -$16.5K -972 -11%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$102K +$103K +6,050 New
PCM
24
Penserra Capital Management
California
$97K +$43.6K +2,567 +80%
UBS Group
25
UBS Group
Switzerland
$88K +$19.7K +1,161 +29%
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