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TSLF

THL CREDIT SENIOR LOAN FUND

Delisted

TSLF was delisted on the 20th of May, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$3.07M +$3.22M +167,235 New
MIG
2
Mariner Investment Group
New York
$642K +$672K +34,950 New
Morgan Stanley
3
Morgan Stanley
New York
$502K +$526K +27,350 New
VKH
4
Virtu KCG Holdings
New York
$501K +$525K +27,284 New
WAM
5
Weiss Asset Management
Massachusetts
$236K +$247K +12,848 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$194K +$204K +10,600 New
ICAS
7
Investors Capital Advisory Services
Massachusetts
$192K +$202K +10,500 New
DADC
8
D.A. Davidson & Co
Montana
$65K +$68.5K +3,565 New
U
9
UBS
Switzerland
$53K +$55K +2,862 New
TRCT
10
Tower Research Capital (TRC)
New York
$42K +$44.3K +2,304 New