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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BC
51
Bartlett & Co
Ohio
$58K
SPC
52
Sigma Planning Corp
Michigan
$54.4K -$140K -30,090 -72%
AWE
53
Avidian Wealth Enterprises
Texas
$53.5K -$16.2K -3,495 -23%
Stifel Financial
54
Stifel Financial
Missouri
$50.6K +$51.2K +11,020 New
MWM
55
Merriman Wealth Management
Washington
$47.7K -$39K -8,390 -45%
FCH
56
Freestone Capital Holdings
Washington
$45.9K
FFM
57
Forum Financial Management
Illinois
$45.9K +$46.5K +10,000 New
NS
58
NBC Securities
Alabama
$42K -$1.74K -374 -4%
FWM
59
Focused Wealth Management
New York
$32.8K -$4.37K -941 -12%
Royal Bank of Canada
60
Royal Bank of Canada
Ontario, Canada
$27K
BWM
61
Baystate Wealth Management
Massachusetts
$22.9K +$23.2K +5,000 New
SPIA
62
Steward Partners Investment Advisory
New York
$16.1K -$2.21K -476 -12%
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$15.6K
HNB
64
Huntington National Bank
Ohio
$11.5K
TJHA
65
Thomas J. Herzfeld Advisors
Florida
$9.18K
CPA
66
Clear Point Advisors
New York
$8.9K +$9.01K +1,939 New
ME
67
McIlrath & Eck
Washington
$4.43K
SIS
68
Strategic Investment Solutions
Illinois
$2.66K -$164K -35,393 -98%
IA
69
IFP Advisors
Florida
$2.29K
US Bancorp
70
US Bancorp
Minnesota
$2.07K -$4.14K -892 -66%
CP
71
Castleview Partners
Texas
$2.01K +$2.04K +438 New
First Manhattan
72
First Manhattan
New York
$1.65K
JP Morgan Chase
73
JP Morgan Chase
New York
$4 -$1.62K -349 -100%
Invesco
74
Invesco
Georgia
-$1.89M -412,381 Closed
GA
75
Geller Advisors
New York
-$279K -60,220 Closed