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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BC
51
Bartlett & Co
Ohio
$56K +$23.4K +5,000 +71%
Royal Bank of Canada
52
Royal Bank of Canada
Ontario, Canada
$55K -$16.4K -3,500 -23%
SPIA
53
Steward Partners Investment Advisory
New York
$49.7K -$213K -45,481 -81%
WMA
54
Wealth Management Associates
New Jersey
$47.2K -$12.6K -2,684 -21%
FCH
55
Freestone Capital Holdings
Washington
$46.3K
FWM
56
Focused Wealth Management
New York
$37.2K -$3.02K -645 -7%
EC
57
Elequin Capital
New York
$18.5K -$4.7K -1,004 -20%
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$15.7K
M
59
MOTCO
Texas
$12.5K
TJHA
60
Thomas J. Herzfeld Advisors
Florida
$9.26K
ME
61
McIlrath & Eck
Washington
$4.47K
WOSD
62
WFA of San Diego
California
$3.47K +$3.51K +750 New
IA
63
IFP Advisors
Florida
$3.24K +$937 +200 +40%
US Bancorp
64
US Bancorp
Minnesota
$3.11K -$11.4K -2,439 -78%
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$3K +$2.14K +456 +248%
SIS
66
Strategic Investment Solutions
Illinois
$2.65K +$33 +7 +1%
MCM
67
McMillion Capital Management
North Carolina
$1.55K +$1.56K +334 New
JP Morgan Chase
68
JP Morgan Chase
New York
$3 +$5 +1 New
SFS
69
Sowell Financial Services
Arkansas
-$156K -33,231 Closed
HF
70
HRT Financial
New York
-$126K -27,029 Closed
Creative Planning
71
Creative Planning
Kansas
-$91.8K -19,610 Closed
CAPTRUST Financial Advisors
72
CAPTRUST Financial Advisors
North Carolina
-$49.7K -10,625 Closed