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TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RIA
51
Regal Investment Advisors
Michigan
$62.5K -$30.9K -6,304 -32%
WMA
52
Wealth Management Associates
New Jersey
$60.2K +$495 +101 +0.8%
CAPTRUST Financial Advisors
53
CAPTRUST Financial Advisors
North Carolina
$49.7K +$52.1K +10,625 New
FCH
54
Freestone Capital Holdings
Washington
$46.8K +$49K +10,000 New
FWM
55
Focused Wealth Management
New York
$40.6K +$21.7K +4,427 +104%
BCWM
56
Bartlett & Co Wealth Management
Ohio
$33.2K – – –
BC
57
Bartlett & Co
Ohio
$33K – – –
EC
58
Elequin Capital
New York
$23.4K -$9.21K -1,877 -27%
Northwestern Mutual Wealth Management
59
Northwestern Mutual Wealth Management
Wisconsin
$15.9K -$234K -47,656 -93%
US Bancorp
60
US Bancorp
Minnesota
$14.6K – – –
M
61
MOTCO
Texas
$12.6K – – –
TJHA
62
Thomas J. Herzfeld Advisors
Florida
$9.36K – – –
ME
63
McIlrath & Eck
Washington
$4.52K – – –
IA
64
IFP Advisors
Florida
$2.71K -$10K -2,040 -80%
SIS
65
Strategic Investment Solutions
Illinois
$2.61K +$2.74K +558 New
Carson Wealth (CWM LLC)
66
Carson Wealth (CWM LLC)
Nebraska
$1K +$902 +184 New
Mercer Global Advisors
67
Mercer Global Advisors
Colorado
– -$79K -17,114 Closed
Jane Street
68
Jane Street
New York
– -$77.8K -16,846 Closed
LGWM
69
Litman Gregory Wealth Management
California
– -$74.8K -16,200 Closed
LCM
70
Landscape Capital Management
New Jersey
– -$68.3K -14,785 Closed
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
– -$58.9K -12,741 Closed
WOSD
72
WFA of San Diego
California
– -$3.46K -750 Closed