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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$231K +$2.97K +600 +1%
TSS
27
Two Sigma Securities
New York
$211K +$129K +26,048 +147%
CIC
28
Carnegie Investment Counsel
Ohio
$190K
CP
29
Cumberland Partners
Ontario, Canada
$169K
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$168K -$30.6K -6,193 -15%
NSIM
31
North Star Investment Management
Illinois
$151K
HWAM
32
Hennion & Walsh Asset Management
New Jersey
$147K +$151K +30,426 New
MWM
33
Merriman Wealth Management
Washington
$131K
RFN
34
RDA Financial Network
Iowa
$119K +$233 +47 +0.2%
RIA
35
Regal Investment Advisors
Michigan
$112K
LCM
36
Landscape Capital Management
New Jersey
$102K +$1.59K +322 +2%
LPL Financial
37
LPL Financial
California
$102K +$2.75K +555 +3%
PMG
38
ProVise Management Group
Florida
$91K -$9.21K -1,860 -9%
DWT
39
Dorsey & Whitney Trust
South Dakota
$89K
Bank of America
40
Bank of America
North Carolina
$87K -$97.6K -19,726 -52%
WT
41
Whittier Trust
California
$85K
Mercer Global Advisors
42
Mercer Global Advisors
Colorado
$79K
LGWM
43
Litman Gregory Wealth Management
California
$78K +$80.2K +16,200 New
IWC
44
Integrated Wealth Concepts
Massachusetts
$77K +$78.7K +15,900 New
WMA
45
Wealth Management Associates
New Jersey
$72.5K -$3.54K -716 -5%
HI
46
Harbour Investments
Wisconsin
$62K +$63.3K +12,791 New
Cetera Investment Advisers
47
Cetera Investment Advisers
Illinois
$61K +$62.2K +12,559 New
FWM
48
Focused Wealth Management
New York
$49K +$218 +44 +0.4%
APA
49
American Portfolios Advisors
New York
$44.2K
BCWM
50
Bartlett & Co Wealth Management
Ohio
$34.2K