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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$251K -$37K -6,417 -13%
CP
27
Cumberland Partners
Ontario, Canada
$203K
SFS
28
Sowell Financial Services
Arkansas
$200K +$193K +33,525 New
PMG
29
ProVise Management Group
Florida
$181K
NSIM
30
North Star Investment Management
Illinois
$180K
MWM
31
Merriman Wealth Management
Washington
$154K -$25.4K -4,413 -14%
RFN
32
RDA Financial Network
Iowa
$140K +$502 +87 +0.4%
RIA
33
Regal Investment Advisors
Michigan
$134K
FM
34
Family Management
New York
$130K -$1.24M -214,831 -91%
LPL Financial
35
LPL Financial
California
$119K +$23 +4 +0%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$108K +$23.7K +4,118 +28%
DWT
37
Dorsey & Whitney Trust
South Dakota
$107K
WT
38
Whittier Trust
California
$102K
RVPG
39
Relative Value Partners Group
$101K -$899 -156 -0.9%
WMA
40
Wealth Management Associates
New Jersey
$100K -$8.49K -1,472 -8%
HSA
41
HBK Sorce Advisory
Pennsylvania
$97K
Mercer Global Advisors
42
Mercer Global Advisors
Colorado
$95K +$94.9K +16,454 New
LGWM
43
Litman Gregory Wealth Management
California
$93K
HI
44
Harbour Investments
Wisconsin
$91K +$847 +147 +0.9%
TIAM2
45
Tru Independence Asset Management 2
Oregon
$79K +$248 +43 +0.3%
FWM
46
Focused Wealth Management
New York
$58K -$1.38K -239 -2%
APA
47
American Portfolios Advisors
New York
$52.8K
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$38K +$138 +24 +0.4%
US Bancorp
49
US Bancorp
Minnesota
$18K
Rockefeller Capital Management
50
Rockefeller Capital Management
New York
$17K +$161 +28 +0.9%