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TSI

TCW Strategic Income Fund
TSI

64 hedge funds and large institutions have $41.8M invested in TCW Strategic Income Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 14

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

15% more capital invested

Capital invested by funds: $36.3M → $41.8M (+$5.45M)

3% more funds holding

Funds holding: 62 → 64 (+2)

1.76% more ownership

Funds ownership: 13.81% → 15.56% (+1.8%)

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
25
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RVP
Relative Value Partners
Illinois
+$4.03M
2
DHFB
Dixon Hubard Feinour & Brown
Virginia
+$641K
3
Morgan Stanley
Morgan Stanley
New York
+$573K
4
Wells Fargo
Wells Fargo
California
+$380K
5
IT
Independence Trust
Tennessee
+$349K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$992K
2
B
Baird
Wisconsin
-$366K
3
TJHA
Thomas J. Herzfeld Advisors
Florida
-$238K
4
Invesco
Invesco
Georgia
-$215K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$206K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
51
American International Group
New York
$16K +$4.7K +844 +42%
M
52
MOTCO
Texas
$15K +$15K +2,700 New
KT
53
Kanaly Trust
Texas
$14K – – –
WRM
54
Westport Resources Management
Connecticut
$14K – – –
DADC
55
D.A. Davidson & Co
Montana
$11K – – –
Royal Bank of Canada
56
Royal Bank of Canada
Ontario, Canada
$10K +$2.9K +520 +39%
HRC
57
Hoertkorn Richard Charles
$8K – – –
EWM
58
Edge Wealth Management
New York
$5K – – –
GT
59
Glenmede Trust
Pennsylvania
$5K – – –
MFS
60
MSI Financial Services
Massachusetts
$4K -$5.59K -1,003 -60%
JIC
61
Joel Isaacson & Co
New York
$4K – – –
SC
62
Saturna Capital
Washington
$2K – – –
GSC
63
Ground Swell Capital
South Carolina
$2K +$1.78K +320 New
MA
64
MUFG Americas
New York
$1K – – –
RCM
65
Rivernorth Capital Management
Florida
– -$992K -179,752 Closed
B
66
Baird
Wisconsin
– -$366K -66,226 Closed
TC
67
TFS Capital
Pennsylvania
– -$168K -30,492 Closed
WAM
68
Wolverine Asset Management
Illinois
– -$41K -7,451 Closed
MBT
69
Monroe Bank & Trust
Michigan
– -$30K -5,400 Closed
CAPTRUST Financial Advisors
70
CAPTRUST Financial Advisors
North Carolina
– -$11K -2,000 Closed
1 2
3

TSI Hedge Fund Activity: Q3 2014 in Review

64 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q3 2014, worth a combined $41.8M — up 15% from $36.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new TSI positions and 6 closed out — a net gain of 2 holders — while 25 added to existing stakes and 14 trimmed.

The largest buyer was Relative Value Partners, adding an estimated $4.03M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $992K sold.

  • 64 institutional investors held TCW Strategic Income Fund (TSI) as of Q3 2014, up from 62 in Q2 2014.
  • Funds reported $41.8M of TCW Strategic Income Fund stock for Q3 2014, up 15% quarter-over-quarter.
  • 8 funds opened new TCW Strategic Income Fund positions in Q3 2014 and 6 closed out, a net change of +2 holders.
  • The largest TCW Strategic Income Fund buyer in Q3 2014 was Relative Value Partners, an estimated $4.03M added.
  • The largest TCW Strategic Income Fund seller in Q3 2014 was Rivernorth Capital Management, an estimated $992K sold.

Based on aggregated 13F filings for Q3 2014.