TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

64 hedge funds and large institutions have $41.8M invested in TCW Strategic Income Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
25
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
+$4.07M
2
DHFB
Dixon Hubard Feinour & Brown
Virginia
+$648K
3
Morgan Stanley
Morgan Stanley
New York
+$579K
4
Wells Fargo
Wells Fargo
California
+$384K
5
IT
Independence Trust
Tennessee
+$353K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$992K
2
B
Baird
Wisconsin
-$366K
3
TJHA
Thomas J. Herzfeld Advisors
Florida
-$240K
4
Invesco
Invesco
Georgia
-$217K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$209K
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
51
American International Group
New York
$16K +$4.75K +844 +42%
M
52
MOTCO
Texas
$15K +$15K +2,700 New
WRM
53
Westport Resources Management
Connecticut
$14K – – –
KT
54
Kanaly Trust
Texas
$14K – – –
DADC
55
D.A. Davidson & Co
Montana
$11K – – –
Royal Bank of Canada
56
Royal Bank of Canada
Ontario, Canada
$10K +$2.83K +520 +39%
HRC
57
Hoertkorn Richard Charles
$8K – – –
GT
58
Glenmede Trust
Pennsylvania
$5K – – –
EWM
59
Edge Wealth Management
New York
$5K – – –
MFS
60
MSI Financial Services
Massachusetts
$4K -$6.12K -1,003 -60%
JIC
61
Joel Isaacson & Co
New York
$4K – – –
SC
62
Saturna Capital
Washington
$2K – – –
GSC
63
Ground Swell Capital
South Carolina
$2K +$2K +320 New
MA
64
MUFG Americas
New York
$1K – – –
RCM
65
Rivernorth Capital Management
Florida
– -$992K -179,752 Closed
B
66
Baird
Wisconsin
– -$366K -66,226 Closed
TC
67
TFS Capital
Pennsylvania
– -$168K -30,492 Closed
WAM
68
Wolverine Asset Management
Illinois
– -$41K -7,451 Closed
MBT
69
Monroe Bank & Trust
Michigan
– -$30K -5,400 Closed
CAPTRUST Financial Advisors
70
CAPTRUST Financial Advisors
North Carolina
– -$11K -2,000 Closed
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