Ground Swell Capital’s TCW Strategic Income Fund TSI Stock Holding History

Ground Swell Capital’s Portfolio TSI Stock Details TSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2K	Buy	+320	New	+$1.78K	﹤0.01%	1938

Other funds holding TSI

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

DHFB

Dixon Hubard Feinour & Brown Roanoke, Virginia $842M AUM 2.74% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ground Swell Capital's TSI Position: Q3 2014 in Review

Ground Swell Capital opened a new position in TCW Strategic Income Fund (TSI) in Q3 2014: 320 shares worth $2K. The stake represents ﹤0.01% of the portfolio and ranks #1938 among its holdings.

64 funds tracked by Wall St. Rank hold TSI as of Q3 2014.

Ground Swell Capital held 320 shares of TCW Strategic Income Fund worth $2K as of Q3 2014.
TCW Strategic Income Fund was a new Ground Swell Capital position in Q3 2014.
TCW Strategic Income Fund made up ﹤0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1938 holding.
64 funds tracked by Wall St. Rank held TCW Strategic Income Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.