TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

64 hedge funds and large institutions have $41.8M invested in TCW Strategic Income Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
25
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
+$4.07M
2
DHFB
Dixon Hubard Feinour & Brown
Virginia
+$648K
3
Morgan Stanley
Morgan Stanley
New York
+$579K
4
Wells Fargo
Wells Fargo
California
+$384K
5
IT
Independence Trust
Tennessee
+$353K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$992K
2
B
Baird
Wisconsin
-$366K
3
TJHA
Thomas J. Herzfeld Advisors
Florida
-$240K
4
Invesco
Invesco
Georgia
-$217K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$209K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$260K -$240K -42,661 -48%
RJA
27
Raymond James & Associates
Florida
$243K +$243K +43,168 New
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$226K +$64.6K +11,498 +40%
DWT
29
Dorsey & Whitney Trust
South Dakota
$208K +$16.3K +2,900 +9%
Bank of America
30
Bank of America
North Carolina
$169K +$59.5K +10,602 +54%
NSIM
31
North Star Investment Management
Illinois
$165K – – –
WS
32
Wedbush Securities
California
$131K -$16.4K -2,910 -11%
OC
33
Oppenheimer & Co
New York
$124K -$53.5K -9,500 -30%
WTC
34
WhitTier Trust Company
Nevada
$113K +$2.82K +500 +3%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$111K -$209K -36,952 -65%
IAA
36
Ironsides Asset Advisors
North Carolina
$108K -$96.8K -17,228 -47%
US Bancorp
37
US Bancorp
Minnesota
$100K +$281 +50 +0.3%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$97K +$71.8K +12,800 +284%
WFG
39
Wills Financial Group
Virginia
$88K +$17.1K +3,046 +24%
SSWM
40
Sheets Smith Wealth Management
North Carolina
$83K – – –
NPC
41
National Planning Corporation
California
$82K -$1.91K -346 -2%
BBA
42
BLB&B Advisors
Pennsylvania
$74K – – –
WT
43
Whittier Trust
California
$64K -$2.83K -500 -4%
PAG
44
Pinnacle Advisory Group
Maryland
$61K +$61K +11,000 New
FMW
45
Farr Miller & Washington
District of Columbia
$58K – – –
Deutsche Bank
46
Deutsche Bank
Germany
$50K +$50K +9,000 New
Citigroup
47
Citigroup
New York
$34K +$21.5K +3,825 +172%
NFG
48
Next Financial Group
Texas
$23K +$23K +4,000 New
TRCT
49
Tower Research Capital (TRC)
New York
$17K +$17K +2,979 New
BPBT
50
Boston Private Bank & Trust
Massachusetts
$17K +$17K +3,040 New
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