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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

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106 hedge funds and large institutions have $156M invested in SWS GROUP INC in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 39 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 110 → 106 (-4)

7% less capital invested

Capital invested by funds: $168M → $156M (-$11.6M)

19% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 21

28% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 39

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
106
Holders Change
-4
Holders Change %
-3.64%
% of All Funds
3.05%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
17
Increased
28
Reduced
39
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
First Eagle Investment Management
First Eagle Investment Management
New York
+$5.41M
2
HCMT
Highland Capital Management (Texas)
Texas
+$4.47M
3
LIM
Longfellow Investment Management
Massachusetts
+$4.34M
4
WIC
Water Island Capital
New York
+$2.47M
5
Morgan Stanley
Morgan Stanley
New York
+$2.26M

Top Sellers

Rank Fund Capital Flow
1
RRAM
River Road Asset Management
Kentucky
-$6.74M
2
HCM
Hirzel Capital Management
Texas
-$3.96M
3
EC
EJF Capital
Virginia
-$3.74M
4
LOM
Loeb Offshore Management
New York
-$2.26M
5
Millennium Management
Millennium Management
New York
-$2.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
26
Bridgeway Capital Management
Texas
$1.39M – – –
Principal Financial Group
27
Principal Financial Group
Iowa
$1.29M +$5.54K +747 +0.4%
GCIA
28
Gabelli & Co Investment Advisers
New York
$1.19M +$75.1K +10,138 +7%
AA
29
Ancora Advisors
Ohio
$1.18M +$1.2M +162,281 New
Millennium Management
30
Millennium Management
New York
$1.17M -$2.22M -299,406 -65%
OAC
31
OMERS Administration Corp
Ontario, Canada
$1.03M +$730K +98,517 +227%
TCIM
32
TIAA CREF Investment Management
New York
$1.03M +$9.41K +1,270 +0.9%
Geode Capital Management
33
Geode Capital Management
Massachusetts
$1.02M +$18.8K +2,531 +2%
GC
34
Guggenheim Capital
Illinois
$940K +$253K +34,160 +36%
California Public Employees Retirement System
35
California Public Employees Retirement System
California
$915K – – –
CI
36
Cowen Inc
New York
$910K -$604K -81,543 -39%
CRC
37
Curi RMB Capital
Illinois
$910K +$926K +125,000 New
Ameriprise
38
Ameriprise
Minnesota
$897K -$2.17M -293,340 -70%
New York State Teachers Retirement System (NYSTRS)
39
New York State Teachers Retirement System (NYSTRS)
New York
$852K -$20K -2,700 -2%
BIM
40
BlackRock Investment Management
Delaware
$829K +$875 +118 +0.1%
WS
41
Wedbush Securities
California
$812K -$135K -18,225 -14%
GLAM
42
Gardner Lewis Asset Management
Pennsylvania
$797K +$812K +109,518 New
TC
43
TFS Capital
Pennsylvania
$747K -$512K -69,143 -40%
AQR Capital Management
44
AQR Capital Management
Connecticut
$722K +$2.96K +400 +0.4%
FIM
45
Freedom Investment Management
Connecticut
$678K +$158K +21,317 +30%
CC
46
Cannell Capital
Wyoming
$642K – – –
JG
47
Jefferies Group
New York
$586K +$308K +41,588 +107%
Invesco
48
Invesco
Georgia
$575K -$192K -25,942 -25%
WAM
49
Wolverine Asset Management
Illinois
$520K +$530K +71,462 New
New York State Common Retirement Fund
50
New York State Common Retirement Fund
New York
$467K – – –
1
2
3 4 5

SWS Hedge Fund Activity: Q2 2014 in Review

106 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q2 2014, worth a combined $156M — down 6.9% from $168M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SWS and 17 opened new positions — a net loss of 4 holders — while 39 trimmed existing stakes and 28 added.

The largest buyer was First Eagle Investment Management, opening a new position worth an estimated $5.41M. The largest seller was River Road Asset Management, exiting entirely with an estimated $6.74M sold.

  • 106 institutional investors held SWS GROUP INC (SWS) as of Q2 2014, down from 110 in Q1 2014.
  • Funds reported $156M of SWS GROUP INC stock for Q2 2014, down 6.9% quarter-over-quarter.
  • 17 funds opened new SWS GROUP INC positions in Q2 2014 and 21 closed out, a net change of -4 holders.
  • The largest SWS GROUP INC buyer in Q2 2014 was First Eagle Investment Management, an estimated $5.41M added.
  • The largest SWS GROUP INC seller in Q2 2014 was River Road Asset Management, an estimated $6.74M sold.

Based on aggregated 13F filings for Q2 2014.