Principal Financial Group
SWS

Principal Financial Group’s SWS GROUP INC SWS Stock Holding History

Principal Financial Group’s Portfolio SWS Stock Details SWS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-137,998
Closed -$951K – 2281
2014
Q3 		$951K Sell
137,998
-39,175
-22% -$283K ﹤0.01% 1768
2014
Q2 		$1.29M Buy
177,173
+747
+0.4% +$5.54K ﹤0.01% 1757
2014
Q1 		$1.32M Buy
176,426
+6,862
+4% +$52.6K ﹤0.01% 1733
2013
Q4 		$1.03M Buy
169,564
+10,292
+6% +$60.6K ﹤0.01% 1772
2013
Q3 		$889K Buy
159,272
+9,715
+6% +$56K ﹤0.01% 1764
2013
Q2 		$815K Buy
+149,557
New +$864K ﹤0.01% 1760

Other funds holding SWS

Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return
OHCM
Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Principal Financial Group's SWS Position: Q4 2014 in Review

Principal Financial Group sold out of SWS GROUP INC (SWS) in Q4 2014, closing a stake of 137,998 shares — an estimated $951K sold.

Principal Financial Group first reported a position in SWS in Q2 2013 and held it in 6 quarters. The position peaked at $1.32M in Q1 2014. 87 funds tracked by Wall St. Rank hold SWS as of Q4 2014.

  • Principal Financial Group reported no remaining SWS GROUP INC position as of Q4 2014 after selling out during the quarter.
  • Principal Financial Group sold 137,998 SWS GROUP INC shares in Q4 2014, an estimated $951K.
  • Principal Financial Group first reported a position in SWS GROUP INC in Q2 2013 and held it in 6 quarters.
  • Principal Financial Group's SWS GROUP INC position peaked at $1.32M in Q1 2014.
  • 87 funds tracked by Wall St. Rank held SWS GROUP INC as of Q4 2014.

Based on Principal Financial Group's 13F filing for Q4 2014, filed 12 Feb 2015.