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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

110 hedge funds and large institutions have $168M invested in SWS GROUP INC in 2014 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 8

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

30% more capital invested

Capital invested by funds: $128M → $168M (+$39.1M)

28% more funds holding

Funds holding: 86110 (+24)

0% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 31

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $675K

Holders
110
Holders Change
+24
Holders Change %
+27.91%
% of All Funds
3.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
32
Increased
31
Reduced
31
Closed
8
Calls
Puts
$675K
Net Calls
-$675K
Net Calls Change
-$675K
Name Holding Trade Value Shares
Change
Change in
Stake
CI
26
Cowen Inc
New York
$1.54M +$1.58M +206,513 New
Fidelity Investments
27
Fidelity Investments
Massachusetts
$1.5M
PRCM
28
Pine River Capital Management
Minnesota
$1.5M +$1.54M +200,233 New
BCM
29
Bridgeway Capital Management
Texas
$1.43M
SG Americas Securities
30
SG Americas Securities
New York
$1.38M +$1.42M +184,977 New
Principal Financial Group
31
Principal Financial Group
Iowa
$1.32M +$52.6K +6,862 +4%
TC
32
TFS Capital
Pennsylvania
$1.28M +$1.32M +171,737 New
Renaissance Technologies
33
Renaissance Technologies
New York
$1.24M +$1.27M +165,194 New
Two Sigma Investments
34
Two Sigma Investments
New York
$1.16M +$777K +101,332 +187%
GCIA
35
Gabelli & Co Investment Advisers
New York
$1.15M +$1.18M +153,631 New
TCIM
36
TIAA CREF Investment Management
New York
$1.05M -$40.4K -5,270 -4%
Geode Capital Management
37
Geode Capital Management
Massachusetts
$1.03M +$159K +20,746 +18%
California Public Employees Retirement System
38
California Public Employees Retirement System
California
$993K -$252K -32,900 -21%
WS
39
Wedbush Securities
California
$971K -$173K -22,506 -15%
Wells Fargo
40
Wells Fargo
California
$936K -$116K -15,100 -11%
BNP Paribas Asset Management
41
BNP Paribas Asset Management
France
$930K +$954K +124,305 New
New York State Teachers Retirement System (NYSTRS)
42
New York State Teachers Retirement System (NYSTRS)
New York
$896K -$23.8K -3,100 -3%
BIM
43
BlackRock Investment Management
Delaware
$850K -$959 -125 -0.1%
Invesco
44
Invesco
Georgia
$785K +$105K +13,645 +15%
AQR Capital Management
45
AQR Capital Management
Connecticut
$739K +$657K +85,684 +653%
GC
46
Guggenheim Capital
Illinois
$709K +$10.2K +1,331 +1%
CC
47
Cannell Capital
Wyoming
$659K +$676K +88,136 New
D.E. Shaw & Co
48
D.E. Shaw & Co
New York
$623K +$462K +60,209 +261%
FIM
49
Freedom Investment Management
Connecticut
$537K +$66.1K +8,619 +14%
Two Sigma Advisers
50
Two Sigma Advisers
New York
$507K +$294K +38,300 +130%

SWS Hedge Fund Activity: Q1 2014 in Review

110 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q1 2014, worth a combined $168M — up 30% from $128M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new SWS positions and 8 closed out — a net gain of 24 holders — while 31 added to existing stakes and 31 trimmed.

The largest buyer was Havens Advisors, opening a new position worth an estimated $4.37M. The largest seller was WHV Investments, cutting an estimated $15M.

  • 110 institutional investors held SWS GROUP INC (SWS) as of Q1 2014, up from 86 in Q4 2013.
  • Funds reported $168M of SWS GROUP INC stock for Q1 2014, up 30% quarter-over-quarter.
  • 32 funds opened new SWS GROUP INC positions in Q1 2014 and 8 closed out, a net change of +24 holders.
  • The largest SWS GROUP INC buyer in Q1 2014 was Havens Advisors, an estimated $4.37M added.
  • The largest SWS GROUP INC seller in Q1 2014 was WHV Investments, an estimated $15M sold.

Based on aggregated 13F filings for Q1 2014.