D.E. Shaw & Co
SWS

D.E. Shaw & Co’s SWS GROUP INC SWS Stock Holding History

D.E. Shaw & Co’s Portfolio SWS Stock Details SWS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-36,438
Closed -$251K – 4498
2014
Q3 		$251K Sell
36,438
-17,163
-32% -$124K ﹤0.01% 3780
2014
Q2 		$390K Sell
53,601
-29,671
-36% -$220K ﹤0.01% 3697
2014
Q1 		$623K Buy
83,272
+60,209
+261% +$462K ﹤0.01% 3416
2013
Q4 		$140K Buy
+23,063
New +$136K ﹤0.01% 4331

Other funds holding SWS

Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return
OHCM
Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

D.E. Shaw & Co's SWS Position: Q4 2014 in Review

D.E. Shaw & Co sold out of SWS GROUP INC (SWS) in Q4 2014, closing a stake of 36,438 shares — an estimated $251K sold.

D.E. Shaw & Co first reported a position in SWS in Q4 2013 and held it in 4 quarters. The position peaked at $623K in Q1 2014. 87 funds tracked by Wall St. Rank hold SWS as of Q4 2014.

  • D.E. Shaw & Co reported no remaining SWS GROUP INC position as of Q4 2014 after selling out during the quarter.
  • D.E. Shaw & Co sold 36,438 SWS GROUP INC shares in Q4 2014, an estimated $251K.
  • D.E. Shaw & Co first reported a position in SWS GROUP INC in Q4 2013 and held it in 4 quarters.
  • D.E. Shaw & Co's SWS GROUP INC position peaked at $623K in Q1 2014.
  • 87 funds tracked by Wall St. Rank held SWS GROUP INC as of Q4 2014.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.