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SPPP

Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
26
B. Riley Wealth Advisors
Florida
$89K +$99K +10,000 New
ISL
27
Ingalls & Snyder LLC
New York
$88K
US Bancorp
28
US Bancorp
Minnesota
$69K
Creative Planning
29
Creative Planning
Kansas
$58K +$6.93K +700 +12%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$51K +$43.5K +4,400 +314%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$44K
Wells Fargo
32
Wells Fargo
California
$42K -$344K -34,800 -88%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$31K
Ameriprise
34
Ameriprise
Minnesota
$19K -$23.7K -2,396 -52%
BCMIO
35
Beacon Capital Management Inc (Ohio)
Ohio
$11K
MFS
36
MSI Financial Services
Massachusetts
$9K
CTC
37
Central Trust Company
Missouri
$7K
S
38
SignatureFD
Georgia
$5K
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$4K
TCM
40
Tradewinds Capital Management
Washington
$4K
AIG
41
American International Group
New York
$1.93K -$7.92K -800 -79%
BNP Paribas Financial Markets
42
BNP Paribas Financial Markets
France
$1.9K -$156K -15,759 -99%
TAM
43
Tocqueville Asset Management
New York
-$1.17M -115,400 Closed
Nomura Holdings
44
Nomura Holdings
Japan
-$110K -10,866 Closed
PAG
45
Private Advisor Group
New Jersey
-$108K -10,700 Closed
CAPTRUST Financial Advisors
46
CAPTRUST Financial Advisors
North Carolina
-$3K -300 Closed