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SPPP

Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
NC
1
Nokomis Capital
Texas
$3.5M +$2.3M +240,012 +207%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$2.02M
OIA
3
OneDigital Investment Advisors
Kansas
$1.79M -$54.1K -5,654 -3%
RJA
4
Raymond James & Associates
Florida
$1.16M +$53.6K +5,600 +5%
SI
5
Sprott Inc
Ontario, Canada
$831K -$3.78K -395 -0.5%
Morgan Stanley
6
Morgan Stanley
New York
$824K -$292K -30,485 -27%
PAG
7
Private Advisor Group
New Jersey
$791K -$274K -28,587 -26%
Stifel Financial
8
Stifel Financial
Missouri
$703K +$129K +13,435 +23%
KL
9
KGH Ltd
Bahamas
$688K
FDCDDQ
10
Federation des caisses Desjardins du Quebec
Quebec, Canada
$540K -$4.92M -513,590 -90%
SIM
11
Seaview Investment Managers
Florida
$512K +$86.2K +9,000 +21%
LPL Financial
12
LPL Financial
California
$453K +$85K +8,871 +24%
Jane Street
13
Jane Street
New York
$443K +$159K +16,626 +58%
BFM
14
Boothbay Fund Management
New York
$408K
HA
15
HC Advisors
Georgia
$393K +$275K +28,700 +254%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$382K -$153K -15,955 -29%
WP
17
WMS Partners
Maryland
$254K +$248K +25,875 New
P
18
&Partners
Tennessee
$246K -$15.7K -1,638 -6%
TAM
19
Tocqueville Asset Management
New York
$226K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$213K
WAP
21
Wealthcare Advisory Partners
Pennsylvania
$172K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$140K -$47K -4,905 -26%
AAS
23
Ameritas Advisory Services
Nebraska
$134K +$130K +13,603 New
CAM
24
Cobblestone Asset Management
Virginia
$110K
SA
25
Sanctuary Advisors
Indiana
$107K +$105K +11,000 New