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SPPP

Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
NC
1
Nokomis Capital
Texas
$4.42M +$306K +32,000 +8%
Stifel Financial
2
Stifel Financial
Missouri
$1.7M -$175K -18,267 -10%
OIA
3
OneDigital Investment Advisors
Kansas
$1.41M -$56.9K -5,956 -4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$1.4M +$773K +80,867 +135%
Raymond James Financial
5
Raymond James Financial
Florida
$1.37M +$6.74K +705 +0.5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.2M +$3.91K +409 +0.3%
SI
7
Sprott Inc
Ontario, Canada
$1.14M -$266K -27,870 -20%
FEG
8
Financial Enhancement Group
Indiana
$1.08M +$38.3K +4,004 +4%
TF
9
Trek Financial
Arizona
$982K +$944K +98,840 New
PAG
10
Private Advisor Group
New Jersey
$883K +$24.6K +2,571 +3%
Morgan Stanley
11
Morgan Stanley
New York
$875K -$561K -58,764 -40%
SIM
12
Seaview Investment Managers
Florida
$668K +$95.5K +10,000 +17%
FDCDDQ
13
Federation des caisses Desjardins du Quebec
Quebec, Canada
$612K -$23.8K -2,488 -4%
IWM
14
IHT Wealth Management
Illinois
$543K +$296K +30,950 +131%
LPL Financial
15
LPL Financial
California
$523K -$33.2K -3,474 -6%
Osaic Holdings
16
Osaic Holdings
Arizona
$451K +$398K +41,699 +1,149%
MG
17
Marex Group
$420K -$1.67K -175 -0.4%
BFM
18
Boothbay Fund Management
New York
$413K
Cerity Partners
19
Cerity Partners
New York
$398K
HA
20
HC Advisors
Georgia
$371K +$1.09K +114 +0.3%
HighTower Advisors
21
HighTower Advisors
Illinois
$284K -$18.6K -1,945 -6%
P
22
&Partners
Tennessee
$245K +$955 +100 +0.4%
TAM
23
Tocqueville Asset Management
New York
$229K
FCG
24
Fielder Capital Group
Tennessee
$215K
PFA
25
Pettinga Financial Advisors
Indiana
$214K +$60.2K +6,300 +41%