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SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$12.9M +$14.1M +1,541,711 New
Teacher Retirement System of Texas
2
Teacher Retirement System of Texas
Texas
$7.4M +$8.08M +880,891 New
PAMP
3
Polar Asset Management Partners
Ontario, Canada
$6.03M +$6.59M +719,206 New
Morgan Stanley
4
Morgan Stanley
New York
$4.1M +$4.48M +489,114 New
Federated Hermes
5
Federated Hermes
Pennsylvania
$3.34M +$3.67M +400,000 New
WAM
6
Weiss Asset Management
Massachusetts
$2.42M +$2.64M +287,904 New
RJA
7
Raymond James & Associates
Florida
$2M +$2.19M +238,475 New
USGIU
8
U.S. Global Investors (USGI)
Texas
$1.68M +$1.83M +200,000 New
PWP
9
Private Wealth Partners
California
$1.57M +$1.72M +187,500 New
VF
10
Virtu Financial
New York
$1.19M +$1.3M +141,286 New
WG
11
Winchester Group
New York
$1.04M +$1.14M +124,017 New
SI
12
Sprott Inc
Ontario, Canada
$920K +$1.01M +109,700 New
EPIM
13
Equinox Partners Investment Management
Connecticut
$689K +$753K +82,153 New
OAM
14
Orinda Asset Management
California
$483K +$527K +57,523 New
Macquarie Group
15
Macquarie Group
Australia
$431K +$471K +51,397 New
Wells Fargo
16
Wells Fargo
California
$352K +$385K +42,000 New
Jane Street
17
Jane Street
New York
$346K +$378K +41,213 New
NPC
18
National Planning Corporation
California
$330K +$361K +39,373 New
Barclays
19
Barclays
United Kingdom
$210K +$229K +25,000 New
GF
20
Gerstein Fisher
New York
$168K +$183K +20,000 New
WSTAM
21
Wilbanks Smith & Thomas Asset Management
Virginia
$168K +$183K +20,000 New
Bank of America
22
Bank of America
North Carolina
$150K +$164K +17,842 New
Neuberger Berman Group
23
Neuberger Berman Group
New York
$139K +$152K +16,605 New
ISL
24
Ingalls & Snyder LLC
New York
$134K +$147K +16,000 New
FNBOO
25
First National Bank of Omaha
Nebraska
$129K +$141K +15,385 New
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