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SPPP

Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$2.87M
RJA
2
Raymond James & Associates
Florida
$1.54M +$162K +11,007 +11%
Morgan Stanley
3
Morgan Stanley
New York
$1.34M -$99.1K -6,748 -7%
Wells Fargo
4
Wells Fargo
California
$1.32M -$115K -7,860 -8%
Jane Street
5
Jane Street
New York
$1.05M -$108K -7,321 -9%
CTC
6
Central Trust Company
Missouri
$1.05M
SI
7
Sprott Inc
Ontario, Canada
$892K -$112K -7,605 -11%
Stifel Financial
8
Stifel Financial
Missouri
$780K -$595K -40,490 -42%
Cohen & Steers
9
Cohen & Steers
New York
$721K
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$568K +$467K +31,763 +355%
KAS
11
Kestra Advisory Services
Texas
$545K +$8.89K +605 +2%
LPL Financial
12
LPL Financial
California
$505K +$38.5K +2,621 +8%
LOPW
13
Live Oak Private Wealth
North Carolina
$488K +$514K +35,000 New
SIM
14
Seaview Investment Managers
Florida
$446K +$147K +10,000 +45%
IWM
15
IHT Wealth Management
Illinois
$401K +$423K +28,800 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$342K +$9.18K +625 +3%
BONST
17
Bank of Nova Scotia Trust
Ontario, Canada
$279K +$206 +14 +0.1%
PHS
18
Pekin Hardy Strauss
Illinois
$278K -$374K -25,450 -56%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$222K +$234K +15,924 New
MWM
20
Merriman Wealth Management
Washington
$205K +$216K +14,729 New
HA
21
HC Advisors
Georgia
$199K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$175K +$15.2K +1,033 +9%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$150K +$158K +10,757 New
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$140K +$128K +8,705 +622%
Osaic Holdings
25
Osaic Holdings
Arizona
$107K -$752K -51,178 -87%