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SPPP

Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
1
Weiss Asset Management
Massachusetts
$5.8M +$2.67M +288,644 +96%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$3.27M -$1.59M -171,643 -34%
Cohen & Steers
3
Cohen & Steers
New York
$1.1M -$550K -59,341 -35%
RJA
4
Raymond James & Associates
Florida
$931K -$3.64K -393 -0.4%
Morgan Stanley
5
Morgan Stanley
New York
$790K -$201K -21,716 -21%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$596K +$5.79K +625 +1%
SI
7
Sprott Inc
Ontario, Canada
$362K -$510K -55,000 -60%
Jane Street
8
Jane Street
New York
$258K -$98.9K -10,679 -29%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$250K +$78.9K +8,522 +50%
OC
10
Oppenheimer & Co
New York
$155K -$2.5K -270 -2%
Wells Fargo
11
Wells Fargo
California
$124K -$20K -2,154 -15%
CAN
12
Cetera Advisor Networks
California
$123K
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$115K -$5.24K -566 -5%
FAAS
14
First Allied Advisory Services
California
$99K
AIM
15
Arcadia Investment Management
Michigan
$79K +$74.1K +8,000 New
UBS Group
16
UBS Group
Switzerland
$36K +$33.9K +3,663 New
APA
17
American Portfolios Advisors
New York
$29.6K
TWA
18
TCI Wealth Advisors
Arizona
$25K
BFEC
19
Benjamin F. Edwards & Company
Missouri
$21K
Toronto Dominion Bank
20
Toronto Dominion Bank
Ontario, Canada
$20K -$93 -10 -0.5%
GWM
21
Geneos Wealth Management
Colorado
$11K
JP Morgan Chase
22
JP Morgan Chase
New York
$7K +$6.96K +751 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$5K
AG
24
Advisor Group
Arizona
$2K
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$2K