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Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Federation des caisses Desjardins du Quebec
1
Federation des caisses Desjardins du Quebec
Quebec, Canada
$4.04M +$1.01M +107,750 +52%
Polar Asset Management Partners
2
Polar Asset Management Partners
Ontario, Canada
$1.99M – – –
Raymond James & Associates
3
Raymond James & Associates
Florida
$1.08M +$74K +7,892 +8%
IHT Wealth Management
4
IHT Wealth Management
Illinois
$1.02M -$94.6K -10,093 -9%
Jane Street
5
Jane Street
New York
$838K -$2.57M -274,214 -76%
SI
6
Sprott Inc
Ontario, Canada
$820K – – –
Morgan Stanley
7
Morgan Stanley
New York
$772K -$89K -9,495 -11%
KL
8
KGH Ltd
Bahamas
$676K – – –
Stifel Financial
9
Stifel Financial
Missouri
$577K -$11.9K -1,266 -2%
Boothbay Fund Management
10
Boothbay Fund Management
New York
$401K – – –
SIM
11
Seaview Investment Managers
Florida
$397K +$76.5K +8,167 +25%
Wells Fargo
12
Wells Fargo
California
$354K -$2.27K -242 -0.7%
NC
13
Nokomis Capital
Texas
$337K +$327K +34,877 New
LPL Financial
14
LPL Financial
California
$301K -$233K -24,857 -44%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$294K +$63.3K +6,758 +29%
WAP
16
Wealthcare Advisory Partners
Pennsylvania
$224K +$469 +50 +0.2%
Tocqueville Asset Management
17
Tocqueville Asset Management
New York
$222K – – –
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$221K – – –
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$209K – – –
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$179K -$25.6K -2,731 -13%
US Bancorp
21
US Bancorp
Minnesota
$152K – – –
CAM
22
Cobblestone Asset Management
Virginia
$107K – – –
UBS Group
23
UBS Group
Switzerland
$89.7K +$63.5K +6,775 +269%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$84K -$5.56K -593 -6%
MSG
25
Main Street Group
Virginia
$77.4K – – –