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Smith Micro Software

83 hedge funds and large institutions have $85.7M invested in Smith Micro Software in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 30 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

15% more call options, than puts

Call options by funds: $1.86M | Put options by funds: $1.61M

2% more funds holding

Funds holding: 8183 (+2)

3% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 29

0.07% less ownership

Funds ownership: 0.89%0.83% (-0.07%)

14% less capital invested

Capital invested by funds: $99.8M → $85.7M (-$14.2M)

Holders
83
Holders Change
+2
Holders Change %
+2.47%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
30
Reduced
29
Closed
11
Calls
$1.86M
Puts
$1.61M
Net Calls
+$247K
Net Calls Change
-$613K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
51
Fidelity Investments
Massachusetts
$124K -$16.2K -80 -11%
AIG
52
American International Group
New York
$122K +$1.42K +7 +1%
Barclays
53
Barclays
United Kingdom
$91K +$56.2K +278 +144%
VOYA Investment Management
54
VOYA Investment Management
Georgia
$89K
New York State Common Retirement Fund
55
New York State Common Retirement Fund
New York
$88K -$102K -505 -53%
TRCT
56
Tower Research Capital (TRC)
New York
$87K +$54.2K +268 +150%
BRWM
57
B. Riley Wealth Management
Tennessee
$87K +$91K +450 New
JP Morgan Chase
58
JP Morgan Chase
New York
$85K -$125K -620 -58%
D.E. Shaw & Co
59
D.E. Shaw & Co
New York
$84K +$87.9K +435 New
PPA
60
Parametric Portfolio Associates
Washington
$83K +$26.5K +131 +44%
Manulife (Manufacturers Life Insurance)
61
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$77K -$75.2K -372 -48%
Invesco
62
Invesco
Georgia
$68K +$12.7K +63 +22%
OQS
63
Occudo Quantitative Strategies
Florida
$60K +$62.9K +311 New
BNP Paribas Financial Markets
64
BNP Paribas Financial Markets
France
$58.6K -$8.89K -44 -13%
HS
65
HighVista Strategies
Massachusetts
$57K
EGM
66
Engineers Gate Manager
New York
$55K +$57.6K +285 New
CA
67
Cetera Advisors
Colorado
$54K +$56.2K +278 New
Squarepoint
68
Squarepoint
New York
$50K +$52.4K +259 New
FIM
69
Freedom Investment Management
Connecticut
$49K -$13.9K -69 -22%
CG
70
Cutler Group
California
$38K -$404 -2 -1%
Royal Bank of Canada
71
Royal Bank of Canada
Ontario, Canada
$30K +$13.5K +67 +77%
Citigroup
72
Citigroup
New York
$27K +$17K +84 +158%
WPA
73
West Paces Advisors
Georgia
$21.2K +$1.42K +7 +7%
Legal & General Group
74
Legal & General Group
United Kingdom
$17K
AIP
75
Ameritas Investment Partners
Nebraska
$14K

SMSI Hedge Fund Activity: Q3 2021 in Review

83 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q3 2021, worth a combined $85.7M — down 14% from $99.8M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SMSI positions and 11 closed out — a net gain of 2 holders — while 30 added to existing stakes and 29 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $869K. The largest seller was Polar Asset Management Partners, exiting entirely with an estimated $5.09M sold.

  • 83 institutional investors held Smith Micro Software (SMSI) as of Q3 2021, up from 81 in Q2 2021.
  • Funds reported $85.7M of Smith Micro Software stock for Q3 2021, down 14% quarter-over-quarter.
  • 13 funds opened new Smith Micro Software positions in Q3 2021 and 11 closed out, a net change of +2 holders.
  • The largest Smith Micro Software buyer in Q3 2021 was Susquehanna International Group, an estimated $869K added.
  • The largest Smith Micro Software seller in Q3 2021 was Polar Asset Management Partners, an estimated $5.09M sold.

Based on aggregated 13F filings for Q3 2021.