Smith Micro Software
SMSI
49 hedge funds and large institutions have $28M invested in Smith Micro Software in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 8 closing their positions.
237% more call options, than puts
Call options by funds: $2.5M | Put options by funds: $741K
125% more first-time investments, than exits
New positions opened: 18 | Existing positions closed: 8
26% more funds holding
Funds holding: 39 → 49 (+10)
0.04% more ownership
Funds ownership: 0.42% → 0.46% (+0.04%)
7% less repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 14
17% less capital invested
Capital invested by funds: $33.6M → $28M (-$5.55M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
+$3.63M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.66M |
| 3 |
Qube Research & Technologies (QRT)
London,
United Kingdom
|
+$1.48M |
| 4 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$1.37M |
| 5 |
Bank of Montreal
Toronto,
Ontario, Canada
|
+$767K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
EI
EAM Investors
Solana Beach,
California
|
-$3.18M |
| 2 |
BCM
Bluefin Capital Management
New York
|
-$2.56M |
| 3 |
EGI
EAM Global Investors
Solana Beach,
California
|
-$2.05M |
| 4 |
GIPM
G2 Investment Partners Management
New York
|
-$1.13M |
| 5 |
WVP
Worth Venture Partners
Fort Lee,
New Jersey
|
-$971K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CAM
51
ClariVest Asset Management
San Diego,
California
| – | -$378K | -1,738 | Closed |
|
|
PPA
52
Parametric Portfolio Associates
Seattle,
Washington
| – | -$172K | -793 | Closed |
|
53
Victory Capital Management
San Antonio,
Texas
| – | -$29K | -132 | Closed |
|
54
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$2K | -10 | Closed |
|
|
AF
55
Allworth Financial
Folsom,
California
| – | +$198 | +1 | New |
|
SMSI Hedge Fund Activity: Q4 2019 in Review
49 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2019, worth a combined $28M — down 17% from $33.6M a quarter earlier.
Buyers outnumbered sellers: 18 funds opened new SMSI positions and 8 closed out — a net gain of 10 holders — while 13 added to existing stakes and 14 trimmed.
The largest buyer was Vanguard Group, adding an estimated $3.63M. The largest seller was EAM Investors, exiting entirely with an estimated $3.18M sold.
- 49 institutional investors held Smith Micro Software (SMSI) as of Q4 2019, up from 39 in Q3 2019.
- Funds reported $28M of Smith Micro Software stock for Q4 2019, down 17% quarter-over-quarter.
- 18 funds opened new Smith Micro Software positions in Q4 2019 and 8 closed out, a net change of +10 holders.
- The largest Smith Micro Software buyer in Q4 2019 was Vanguard Group, an estimated $3.63M added.
- The largest Smith Micro Software seller in Q4 2019 was EAM Investors, an estimated $3.18M sold.
Based on aggregated 13F filings for Q4 2019.