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Smith Micro Software
SMSI

44 hedge funds and large institutions have $7.91M invested in Smith Micro Software in 2023 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more call options, than puts

Call options by funds: $184K | Put options by funds: $100K

0.04% less ownership

Funds ownership: 0.37% → 0.33% (-0.04%)

8% less funds holding

Funds holding: 48 → 44 (-4)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

34% less capital invested

Capital invested by funds: $12M → $7.91M (-$4.11M)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
44
Holders Change
-4
Holders Change %
-8.33%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
17
Closed
8
Calls
$184K
Puts
$100K
Net Calls
+$84K
Net Calls Change
-$223K

Top Buyers

1
PRCP
Pacific Ridge Capital Partners
Oregon
+$348K
2
CM
CM Management
Florida
+$278K
3
Squarepoint
Squarepoint
New York
+$105K
4
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$92.8K
5
SIMG
Sonora Investment Management Group
Arizona
+$73.2K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$422K
2
Renaissance Technologies
Renaissance Technologies
New York
-$348K
3
Citadel Advisors
Citadel Advisors
Florida
-$189K
4
Millennium Management
Millennium Management
New York
-$63.5K
5
SS
Sunbelt Securities
Texas
-$60.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$19.9K -$3.04K -82 -12%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$19.2K – – –
VF
28
Virtu Financial
New York
$13K +$14.2K +383 New
Wolverine Trading
29
Wolverine Trading
Illinois
$12.6K -$22K -593 -61%
MCC
30
Malaga Cove Capital
California
$12.1K – – –
OQS
31
Occudo Quantitative Strategies
Florida
$9.61K -$16.5K -444 -60%
Two Sigma Advisers
32
Two Sigma Advisers
New York
$9.42K -$5.38K -145 -34%
Simplex Trading
33
Simplex Trading
Illinois
$9K -$31.4K -845 -74%
Bank of America
34
Bank of America
North Carolina
$7.47K -$4.42K -119 -34%
Wells Fargo
35
Wells Fargo
California
$5.78K +$5.16K +139 +386%
WPA
36
West Paces Advisors
Georgia
$4.74K – – –
TRCT
37
Tower Research Capital (TRC)
New York
$3.05K +$3.42K +92 New
SPIA
38
Steward Partners Investment Advisory
New York
$1.21K – – –
JP Morgan Chase
39
JP Morgan Chase
New York
$690 +$631 +17 +425%
NECFA
40
New England Capital Financial Advisors
Connecticut
$207 – – –
IHWM
41
Iron Horse Wealth Management
Iowa
$88 – – –
Qube Research & Technologies (QRT)
42
Qube Research & Technologies (QRT)
United Kingdom
$45 – – –
AF
43
Allworth Financial
California
$42 – – –
SS
44
Sunbelt Securities
Texas
– -$60.5K -1,250 Closed
XT
45
XTX Topco
Cayman Islands
– -$59.5K -1,230 Closed
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
– -$55K -1,130 Closed
Tudor Investment Corp
47
Tudor Investment Corp
Connecticut
– -$49.4K -1,020 Closed
CIA
48
Capital Investment Advisors
Georgia
– -$29K -600 Closed
DC
49
Davenport & Co
Virginia
– -$12.1K -250 Closed
Fidelity Investments
50
Fidelity Investments
Massachusetts
– -$820 -17 Closed
1
2
3

SMSI Hedge Fund Activity: Q4 2023 in Review

44 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2023, worth a combined $7.91M — down 34% from $12M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of SMSI and 4 opened new positions — a net loss of 4 holders — while 17 trimmed existing stakes and 12 added.

The largest buyer was Pacific Ridge Capital Partners, adding an estimated $348K. The largest seller was Susquehanna International Group, cutting an estimated $422K.

  • 44 institutional investors held Smith Micro Software (SMSI) as of Q4 2023, down from 48 in Q3 2023.
  • Funds reported $7.91M of Smith Micro Software stock for Q4 2023, down 34% quarter-over-quarter.
  • 4 funds opened new Smith Micro Software positions in Q4 2023 and 8 closed out, a net change of -4 holders.
  • The largest Smith Micro Software buyer in Q4 2023 was Pacific Ridge Capital Partners, an estimated $348K added.
  • The largest Smith Micro Software seller in Q4 2023 was Susquehanna International Group, an estimated $422K sold.

Based on aggregated 13F filings for Q4 2023.