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Smith Micro Software
SMSI

48 hedge funds and large institutions have $12M invested in Smith Micro Software in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

146% more call options, than puts

Call options by funds: $517K | Put options by funds: $210K

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

21% more capital invested

Capital invested by funds: $9.95M → $12M (+$2.07M)

4% more funds holding

Funds holding: 46 → 48 (+2)

0.01% more ownership

Funds ownership: 0.36% → 0.37% (+0.01%)

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
8
Closed
6
Calls
$517K
Puts
$210K
Net Calls
+$307K
Net Calls Change
+$40K

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
+$359K
2
Millennium Management
Millennium Management
New York
+$295K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$250K
4
Marshall Wace
Marshall Wace
United Kingdom
+$198K
5
Two Sigma Investments
Two Sigma Investments
New York
+$146K

Top Sellers

1
PRCP
Pacific Ridge Capital Partners
Oregon
-$308K
2
BlackRock
BlackRock
New York
-$29.6K
3
Citadel Advisors
Citadel Advisors
Florida
-$23.3K
4
PI
PEAK6 Investments
Illinois
-$20.9K
5
VF
Virtu Financial
New York
-$16K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wolverine Trading
26
Wolverine Trading
Illinois
$47.1K +$51K +973 New
OQS
27
Occudo Quantitative Strategies
Florida
$35.6K – – –
Morgan Stanley
28
Morgan Stanley
New York
$35.1K +$7.18K +137 +23%
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$33.1K – – –
Squarepoint
30
Squarepoint
New York
$33K +$35.7K +681 New
Charles Schwab
31
Charles Schwab
California
$29.9K – – –
CIA
32
Capital Investment Advisors
Georgia
$29K – – –
Bank of New York Mellon
33
Bank of New York Mellon
New York
$28.2K – – –
Two Sigma Advisers
34
Two Sigma Advisers
New York
$20.8K +$22.5K +430 New
MCC
35
Malaga Cove Capital
California
$17.7K – – –
Bank of America
36
Bank of America
North Carolina
$16.7K – – –
DC
37
Davenport & Co
Virginia
$12.1K – – –
WPA
38
West Paces Advisors
Georgia
$6.94K +$891 +17 +13%
SPIA
39
Steward Partners Investment Advisory
New York
$1.78K +$1.94K +37 New
Wells Fargo
40
Wells Fargo
California
$1.73K +$52 +1 +3%
Fidelity Investments
41
Fidelity Investments
Massachusetts
$820 – – –
NECFA
42
New England Capital Financial Advisors
Connecticut
$303 – – –
JP Morgan Chase
43
JP Morgan Chase
New York
$188 +$105 +2 +100%
IHWM
44
Iron Horse Wealth Management
Iowa
$129 – – –
Osaic Holdings
45
Osaic Holdings
Arizona
$121 -$524 -10 -77%
Qube Research & Technologies (QRT)
46
Qube Research & Technologies (QRT)
United Kingdom
$65 +$52 +1 New
AF
47
Allworth Financial
California
$61 – – –
PI
48
PEAK6 Investments
Illinois
– -$20.9K -471 Closed
VF
49
Virtu Financial
New York
– -$16K -356 Closed
KA
50
Kovack Advisors
Florida
– -$11.9K -268 Closed
1
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SMSI Hedge Fund Activity: Q3 2023 in Review

48 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q3 2023, worth a combined $12M — up 21% from $9.95M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SMSI positions and 6 closed out — a net gain of 2 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Renaissance Technologies, adding an estimated $359K. The largest seller was Pacific Ridge Capital Partners, cutting an estimated $308K.

  • 48 institutional investors held Smith Micro Software (SMSI) as of Q3 2023, up from 46 in Q2 2023.
  • Funds reported $12M of Smith Micro Software stock for Q3 2023, up 21% quarter-over-quarter.
  • 8 funds opened new Smith Micro Software positions in Q3 2023 and 6 closed out, a net change of +2 holders.
  • The largest Smith Micro Software buyer in Q3 2023 was Renaissance Technologies, an estimated $359K added.
  • The largest Smith Micro Software seller in Q3 2023 was Pacific Ridge Capital Partners, an estimated $308K sold.

Based on aggregated 13F filings for Q3 2023.