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Smith Micro Software
SMSI

44 hedge funds and large institutions have $10.1M invested in Smith Micro Software in 2023 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $611K | Put options by funds: $356K

0% more ownership

Funds ownership: 0.37% → 0.37% (+0%)

6% less funds holding

Funds holding: 47 → 44 (-3)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

40% less capital invested

Capital invested by funds: $16.7M → $10.1M (-$6.59M)

Holders
44
Holders Change
-3
Holders Change %
-6.38%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
10
Reduced
12
Closed
11
Calls
$611K
Puts
$356K
Net Calls
+$255K
Net Calls Change
-$776K

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
+$676K
2
Vanguard Group
Vanguard Group
Pennsylvania
+$624K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$124K
4
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
+$103K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$101K

Top Sellers

1
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$177K
2
GCP
GSA Capital Partners
United Kingdom
-$177K
3
Simplex Trading
Simplex Trading
Illinois
-$143K
4
Millennium Management
Millennium Management
New York
-$114K
5
AIP
ARS Investment Partners
New York
-$98K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIA
26
Capital Investment Advisors
Georgia
$27.8K +$53.8K +600 New
Bank of New York Mellon
27
Bank of New York Mellon
New York
$27K – – –
Morgan Stanley
28
Morgan Stanley
New York
$26.9K -$5.11K -57 -9%
BRWA
29
B. Riley Wealth Advisors
Florida
$17.8K – – –
Bank of America
30
Bank of America
North Carolina
$16K -$12.6K -141 -29%
LIP
31
Lighthouse Investment Partners
Florida
$13.7K +$26.5K +296 New
KA
32
Kovack Advisors
Florida
$12.4K +$24K +268 New
MCC
33
Malaga Cove Capital
California
$12.3K -$8.97K -100 -27%
DC
34
Davenport & Co
Virginia
$11.6K – – –
WPA
35
West Paces Advisors
Georgia
$5.84K – – –
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$3.22K – – –
Wells Fargo
37
Wells Fargo
California
$1.56K +$2.24K +25 +278%
Osaic Holdings
38
Osaic Holdings
Arizona
$580 – – –
NECFA
39
New England Capital Financial Advisors
Connecticut
$290 – – –
IHWM
40
Iron Horse Wealth Management
Iowa
$124 – – –
AF
41
Allworth Financial
California
$58 – – –
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$52 +$101K +1,130 New
Fidelity Investments
43
Fidelity Investments
Massachusetts
$13 -$3.77K -42 Closed
GCP
44
GSA Capital Partners
United Kingdom
– -$177K -2,112 Closed
Simplex Trading
45
Simplex Trading
Illinois
– -$143K -1,593 Closed
CCG
46
Ceeto Capital Group
Florida
– -$74K -875 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– -$60.1K -670 -100%
Two Sigma Investments
48
Two Sigma Investments
New York
– -$50.8K -605 Closed
Wolverine Trading
49
Wolverine Trading
Illinois
– -$37.9K -423 Closed
VF
50
Virtu Financial
New York
– -$31K -371 Closed
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SMSI Hedge Fund Activity: Q1 2023 in Review

44 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q1 2023, worth a combined $10.1M — down 40% from $16.7M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SMSI and 8 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 10 added.

The largest buyer was Renaissance Technologies, adding an estimated $676K. The largest seller was Dimensional Fund Advisors, cutting an estimated $177K.

  • 44 institutional investors held Smith Micro Software (SMSI) as of Q1 2023, down from 47 in Q4 2022.
  • Funds reported $10.1M of Smith Micro Software stock for Q1 2023, down 40% quarter-over-quarter.
  • 8 funds opened new Smith Micro Software positions in Q1 2023 and 11 closed out, a net change of -3 holders.
  • The largest Smith Micro Software buyer in Q1 2023 was Renaissance Technologies, an estimated $676K added.
  • The largest Smith Micro Software seller in Q1 2023 was Dimensional Fund Advisors, an estimated $177K sold.

Based on aggregated 13F filings for Q1 2023.