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Smith Micro Software
SMSI

47 hedge funds and large institutions have $16.7M invested in Smith Micro Software in 2022 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

284% more call options, than puts

Call options by funds: $1.39M | Put options by funds: $363K

0% more funds holding

Funds holding: 47 → 47 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

0.03% less ownership

Funds ownership: 0.4% → 0.37% (-0.03%)

18% less capital invested

Capital invested by funds: $20.4M → $16.7M (-$3.7M)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
16
Closed
8
Calls
$1.39M
Puts
$363K
Net Calls
+$1.03M
Net Calls Change
+$135K

Top Buyers

1
Vanguard Group
Vanguard Group
Pennsylvania
+$462K
2
GCP
GSA Capital Partners
United Kingdom
+$184K
3
Citadel Advisors
Citadel Advisors
Florida
+$110K
4
SS
Sunbelt Securities
Texas
+$54.5K
5
Geode Capital Management
Geode Capital Management
Massachusetts
+$51.7K

Top Sellers

1
Neuberger Berman Group
Neuberger Berman Group
New York
-$828K
2
E
Ergoteles
New York
-$410K
3
Renaissance Technologies
Renaissance Technologies
New York
-$151K
4
EPM
Equitec Proprietary Markets
Illinois
-$120K
5
Group One Trading
Group One Trading
Illinois
-$119K
Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$50.8K -$11.8K -135 -18%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$48.9K -$48.5K -556 -49%
Bank of America
28
Bank of America
North Carolina
$40.8K +$2.62K +30 +7%
Wolverine Trading
29
Wolverine Trading
Illinois
$36K +$36.9K +423 New
BRWA
30
B. Riley Wealth Advisors
Florida
$32.3K -$9.69K -111 -22%
VF
31
Virtu Financial
New York
$31K +$32.4K +371 New
MCC
32
Malaga Cove Capital
California
$30.7K +$3.23K +37 +11%
Squarepoint
33
Squarepoint
New York
$21.6K +$22.5K +258 New
DC
34
Davenport & Co
Virginia
$21K – – –
EPM
35
Equitec Proprietary Markets
Illinois
$20.6K -$120K -1,377 -85%
WPA
36
West Paces Advisors
Georgia
$10.6K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$5.82K – – –
Fidelity Investments
38
Fidelity Investments
Massachusetts
$3.52K +$2.27K +26 +163%
Osaic Holdings
39
Osaic Holdings
Arizona
$1K – – –
BNP Paribas Financial Markets
40
BNP Paribas Financial Markets
France
$777 -$87 -1 -10%
Dimensional Fund Advisors
41
Dimensional Fund Advisors
Texas
$769 -$104K -1,192 -12%
NECFA
42
New England Capital Financial Advisors
Connecticut
$742 +$524 +6 New
Wells Fargo
43
Wells Fargo
California
$716 +$87 +1 +13%
AF
44
Allworth Financial
California
$105 – – –
Neuberger Berman Group
45
Neuberger Berman Group
New York
– -$828K -9,165 Closed
E
46
Ergoteles
New York
– -$410K -4,531 Closed
Qube Research & Technologies (QRT)
47
Qube Research & Technologies (QRT)
United Kingdom
– -$87K -966 Closed
TSS
48
Two Sigma Securities
New York
– -$60K -668 Closed
State of Wisconsin Investment Board
49
State of Wisconsin Investment Board
Wisconsin
– -$60K -660 Closed
LP
50
LMR Partners
United Kingdom
– -$38K -419 Closed
1
2
3

SMSI Hedge Fund Activity: Q4 2022 in Review

47 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2022, worth a combined $16.7M — down 18% from $20.4M a quarter earlier.

Fund positioning in SMSI was balanced in Q4 2022: 8 funds opened new positions, 8 closed out, 11 added to existing stakes and 16 trimmed.

The largest buyer was Vanguard Group, adding an estimated $462K. The largest seller was Neuberger Berman Group, exiting entirely with an estimated $828K sold.

  • 47 institutional investors held Smith Micro Software (SMSI) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $16.7M of Smith Micro Software stock for Q4 2022, down 18% quarter-over-quarter.
  • 8 funds opened new Smith Micro Software positions in Q4 2022 and 8 closed out, a net change of 0 holders.
  • The largest Smith Micro Software buyer in Q4 2022 was Vanguard Group, an estimated $462K added.
  • The largest Smith Micro Software seller in Q4 2022 was Neuberger Berman Group, an estimated $828K sold.

Based on aggregated 13F filings for Q4 2022.