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Smith Micro Software

49 hedge funds and large institutions have $28M invested in Smith Micro Software in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

237% more call options, than puts

Call options by funds: $2.5M | Put options by funds: $741K

125% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 8

26% more funds holding

Funds holding: 3949 (+10)

0.04% more ownership

Funds ownership: 0.42%0.46% (+0.04%)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

17% less capital invested

Capital invested by funds: $33.6M → $28M (-$5.55M)

Holders
49
Holders Change
+10
Holders Change %
+25.64%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
13
Reduced
14
Closed
8
Calls
$2.5M
Puts
$741K
Net Calls
+$1.76M
Net Calls Change
-$1.91M
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
26
Dimensional Fund Advisors
Texas
$183K +$82.6K +418 +57%
BCM
27
Bluefin Capital Management
New York
$173K -$2.56M -12,963 -92%
6CM
28
683 Capital Management
New York
$163K +$202K +1,024 New
Goldman Sachs
29
Goldman Sachs
New York
$160K +$199K +1,005 New
FEG
30
Financial Enhancement Group
Indiana
$156K
Bank of New York Mellon
31
Bank of New York Mellon
New York
$140K +$116K +589 +204%
Barclays
32
Barclays
United Kingdom
$136K -$12.1K -61 -7%
Deutsche Bank
33
Deutsche Bank
Germany
$132K +$164K +832 New
LI
34
Leap Investments
Illinois
$112K -$108K -547 -44%
Wolverine Trading
35
Wolverine Trading
Illinois
$107K -$135K -685 -49%
Simplex Trading
36
Simplex Trading
Illinois
$91K -$159K -803 -58%
California Public Employees Retirement System
37
California Public Employees Retirement System
California
$89K
VF
38
Virtu Financial
New York
$89K +$111K +561 New
Morgan Stanley
39
Morgan Stanley
New York
$78K -$261K -1,322 -73%
Wells Fargo
40
Wells Fargo
California
$61K +$76.1K +385 New
BFM
41
Boothbay Fund Management
New York
$60K +$73.9K +374 New
AGM
42
Alpine Global Management
New York
$54K +$66.6K +337 New
TRCT
43
Tower Research Capital (TRC)
New York
$53K +$63.3K +320 +2,286%
BCM
44
Bayesian Capital Management
New York
$51K +$63.9K +323 New
Citigroup
45
Citigroup
New York
$13K +$15.6K +79 New
AG
46
Advisor Group
Arizona
$2K -$3.36K -17 -57%
ME
47
McIlrath & Eck
Washington
$1K +$1.78K +9 New
EI
48
EAM Investors
California
-$3.18M -14,628 Closed
EGI
49
EAM Global Investors
California
-$2.05M -9,429 Closed
WVP
50
Worth Venture Partners
New Jersey
-$971K -4,467 Closed

SMSI Hedge Fund Activity: Q4 2019 in Review

49 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2019, worth a combined $28M — down 17% from $33.6M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SMSI positions and 8 closed out — a net gain of 10 holders — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Vanguard Group, adding an estimated $3.63M. The largest seller was EAM Investors, exiting entirely with an estimated $3.18M sold.

  • 49 institutional investors held Smith Micro Software (SMSI) as of Q4 2019, up from 39 in Q3 2019.
  • Funds reported $28M of Smith Micro Software stock for Q4 2019, down 17% quarter-over-quarter.
  • 18 funds opened new Smith Micro Software positions in Q4 2019 and 8 closed out, a net change of +10 holders.
  • The largest Smith Micro Software buyer in Q4 2019 was Vanguard Group, an estimated $3.63M added.
  • The largest Smith Micro Software seller in Q4 2019 was EAM Investors, an estimated $3.18M sold.

Based on aggregated 13F filings for Q4 2019.