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Smith Micro Software
SMSI

37 hedge funds and large institutions have $16.1M invested in Smith Micro Software in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

59% more capital invested

Capital invested by funds: $10.1M → $16.1M (+$5.95M)

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

6% more funds holding

Funds holding: 35 → 37 (+2)

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
8
Closed
4
Calls
$94K
Puts
–
Net Calls
+$94K
Net Calls Change
+$94K

Top Buyers

Rank Fund Capital Flow
1
SCM
SG Capital Management
Illinois
+$1.4M
2
NC
Northpointe Capital
Michigan
+$1.4M
3
SC
Sophrosyne Capital
New York
+$374K
4
MMA
Miracle Mile Advisors
California
+$173K
5
Vanguard Group
Vanguard Group
Pennsylvania
+$144K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$643K
2
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$17K
3
UBS Group
UBS Group
Switzerland
-$11.7K
4
BFA
BlackRock Fund Advisors
California
-$9.66K
5
Group One Trading
Group One Trading
Illinois
-$9.66K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
26
BlackRock Advisors
Delaware
$9K – – –
Morgan Stanley
27
Morgan Stanley
New York
$8K -$1.61K -7 -15%
Citadel Advisors
28
Citadel Advisors
Florida
$8K +$8.97K +39 New
BIM
29
BlackRock Investment Management
Delaware
$7K – – –
UBS Group
30
UBS Group
Switzerland
$5K -$11.7K -51 -66%
WEC
31
Winslow Evans & Crocker
Massachusetts
$1.02K – – –
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$1K – – –
Wells Fargo
33
Wells Fargo
California
$1K – – –
TDC
34
Thompson Davis & Co
Virginia
$1K +$1.15K +5 +500%
AIG
35
American International Group
New York
$384 -$230 -1 -33%
Manulife (Manufacturers Life Insurance)
36
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3 – – –
Dimensional Fund Advisors
37
Dimensional Fund Advisors
Texas
– -$17K -112 Closed
Group One Trading
38
Group One Trading
Illinois
– -$9.66K -42 Closed
Deutsche Bank
39
Deutsche Bank
Germany
– -$3K -21 Closed
Citigroup
40
Citigroup
New York
– -$1K -6 Closed
TRCT
41
Tower Research Capital (TRC)
New York
– -$460 -2 -67%
1
2

SMSI Hedge Fund Activity: Q1 2015 in Review

37 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q1 2015, worth a combined $16.1M — up 59% from $10.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SMSI positions and 4 closed out — a net gain of 2 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was SG Capital Management, opening a new position worth an estimated $1.4M. The largest seller was Royce & Associates, cutting an estimated $643K.

  • 37 institutional investors held Smith Micro Software (SMSI) as of Q1 2015, up from 35 in Q4 2014.
  • Funds reported $16.1M of Smith Micro Software stock for Q1 2015, up 59% quarter-over-quarter.
  • 6 funds opened new Smith Micro Software positions in Q1 2015 and 4 closed out, a net change of +2 holders.
  • The largest Smith Micro Software buyer in Q1 2015 was SG Capital Management, an estimated $1.4M added.
  • The largest Smith Micro Software seller in Q1 2015 was Royce & Associates, an estimated $643K sold.

Based on aggregated 13F filings for Q1 2015.