Smith Micro Software
SMSI
35 hedge funds and large institutions have $10.1M invested in Smith Micro Software in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
9% more capital invested
Capital invested by funds: $9.25M → $10.1M (+$853K)
3% more funds holding
Funds holding: 34 → 35 (+1)
22% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VKH
Virtu KCG Holdings
New York
|
+$21.2K |
| 2 |
Goldman Sachs
New York
|
+$18.8K |
| 3 |
CPA
Cowen Prime Advisors
New York
|
+$14.7K |
| 4 |
SIM
Spark Investment Management
New York
|
+$14K |
| 5 |
CCM
Check Capital Management
Costa Mesa,
California
|
+$7.21K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Dimensional Fund Advisors
Austin,
Texas
|
-$572K |
| 2 |
RA
Royce & Associates
New York
|
-$91.9K |
| 3 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
-$46K |
| 4 |
SC
Sophrosyne Capital
New York
|
-$35.6K |
| 5 |
RCM
Rotella Capital Management
Bellevue,
Washington
|
-$13K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BIM
26
BlackRock Investment Management
Wilmington,
Delaware
| $5K | – | – | – |
|
27
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $3K | +$3.09K | +21 | New |
|
28
Wells Fargo
San Francisco,
California
| $1K | -$441 | -3 | -33% |
|
29
Citigroup
New York
| $1K | – | – | – |
|
|
LTFS
30
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | – | – | – |
|
|
TRCT
31
Tower Research Capital (TRC)
New York
| $1K | +$441 | +3 | New |
|
|
WEC
32
Winslow Evans & Crocker
Boston,
Massachusetts
| $776 | – | – | – |
|
|
AIG
33
American International Group
New York
| $534 | – | – | – |
|
34
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $2 | – | – | – |
|
|
RCM
35
Rotella Capital Management
Bellevue,
Washington
| – | -$13K | -94 | Closed |
|
|
TC
36
TFS Capital
West Chester,
Pennsylvania
| – | -$10K | -71 | Closed |
|
|
NFA
37
Nationwide Fund Advisors
Columbus,
Ohio
| – | -$5K | -36 | Closed |
|
SMSI Hedge Fund Activity: Q4 2014 in Review
35 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2014, worth a combined $10.1M — up 9.2% from $9.25M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new SMSI positions and 3 closed out — a net gain of 2 holders — while 7 added to existing stakes and 9 trimmed.
The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $21.2K. The largest seller was Dimensional Fund Advisors, cutting an estimated $572K.
- 35 institutional investors held Smith Micro Software (SMSI) as of Q4 2014, up from 34 in Q3 2014.
- Funds reported $10.1M of Smith Micro Software stock for Q4 2014, up 9.2% quarter-over-quarter.
- 5 funds opened new Smith Micro Software positions in Q4 2014 and 3 closed out, a net change of +2 holders.
- The largest Smith Micro Software buyer in Q4 2014 was Virtu KCG Holdings, an estimated $21.2K added.
- The largest Smith Micro Software seller in Q4 2014 was Dimensional Fund Advisors, an estimated $572K sold.
Based on aggregated 13F filings for Q4 2014.