Smith Micro Software
SMSI
34 hedge funds and large institutions have $9.25M invested in Smith Micro Software in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 6 closing their positions.
42% more capital invested
Capital invested by funds: $6.51M → $9.25M (+$2.74M)
6% less funds holding
Funds holding: 36 → 34 (-2)
33% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 6
40% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 10
Top Buyers
| 1 |
DM
Diker Management
New York
|
+$4.52M |
| 2 |
RA
Royce & Associates
New York
|
+$390K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$164K |
| 4 |
SC
Sophrosyne Capital
New York
|
+$127K |
| 5 |
Vanguard Group
Malvern,
Pennsylvania
|
+$33.8K |
Top Sellers
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BIM
26
BlackRock Investment Management
Wilmington,
Delaware
| $5K | -$330 | -2 | -6% |
|
|
NFA
27
Nationwide Fund Advisors
Columbus,
Ohio
| $5K | – | – | – |
|
28
Wells Fargo
San Francisco,
California
| $1K | -$1.48K | -9 | -50% |
|
29
Citigroup
New York
| $1K | – | – | – |
|
|
LTFS
30
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | – | – | – |
|
|
WEC
31
Winslow Evans & Crocker
Boston,
Massachusetts
| $714 | – | – | – |
|
|
AIG
32
American International Group
New York
| $490 | – | – | – |
|
33
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $2 | – | – | – |
|
34
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$55K | -330 | Closed |
|
|
SIM
35
Spark Investment Management
New York
| – | -$32K | -196 | Closed |
|
|
GC
36
Guggenheim Capital
Chicago,
Illinois
| – | -$14K | -86 | Closed |
|
37
Citadel Advisors
Miami,
Florida
| – | -$7K | -41 | Closed |
|
|
PG
38
PEAK6 Group
Chicago,
Illinois
| – | -$7K | -40 | Closed |
|
|
TDC
39
Thompson Davis & Co
Richmond,
Virginia
| – | -$824 | -5 | -83% |
|
40
BNP Paribas Financial Markets
Paris,
France
| – | -$468 | -3 | Closed |
|
SMSI Hedge Fund Activity: Q3 2014 in Review
34 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q3 2014, worth a combined $9.25M — up 42% from $6.51M a quarter earlier.
Sellers outnumbered buyers: 6 funds closed out of SMSI and 4 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 6 added.
The largest buyer was Diker Management, opening a new position worth an estimated $4.52M. The largest seller was Dimensional Fund Advisors, cutting an estimated $72.8K.
- 34 institutional investors held Smith Micro Software (SMSI) as of Q3 2014, down from 36 in Q2 2014.
- Funds reported $9.25M of Smith Micro Software stock for Q3 2014, up 42% quarter-over-quarter.
- 4 funds opened new Smith Micro Software positions in Q3 2014 and 6 closed out, a net change of -2 holders.
- The largest Smith Micro Software buyer in Q3 2014 was Diker Management, an estimated $4.52M added.
- The largest Smith Micro Software seller in Q3 2014 was Dimensional Fund Advisors, an estimated $72.8K sold.
Based on aggregated 13F filings for Q3 2014.