We are live on ! Find out more
SMB icon

VanEck Short Muni ETF

46 hedge funds and large institutions have $111M invested in VanEck Short Muni ETF in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $105M → $111M (+$6.37M)

4.34% more ownership

Funds ownership: 38.42%42.76% (+4.3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less funds holding

Funds holding: 5046 (-4)

24% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 17

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
46
Holders Change
-4
Holders Change %
-8%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
13
Reduced
17
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
26
First Trust Advisors
Illinois
$707K -$86.4K -4,935 -11%
DC
27
Davenport & Co
Virginia
$658K
RJA
28
Raymond James & Associates
Florida
$648K +$29K +1,657 +5%
AA
29
Ancora Advisors
Ohio
$618K
BC
30
Bartlett & Co
Ohio
$499K +$175K +9,985 +54%
KIM
31
Karpus Investment Management
New York
$387K
NGA
32
Naples Global Advisors
Florida
$379K
FPFS
33
First Personal Financial Services
North Carolina
$366K -$50.8K -2,902 -12%
TGI
34
Tradewinds Global Investors
California
$324K
AIG
35
American International Group
New York
$269K -$9.95K -568 -4%
CFS
36
Commonwealth Financial Services
West Virginia
$121K
DADC
37
D.A. Davidson & Co
Montana
$80K
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$55K -$2.59K -148 -5%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$46K -$14.6K -833 -24%
PSUF
40
People's United Financial
Connecticut
$20K
IA
41
IFP Advisors
Florida
$15K +$15K +856 New
BFEC
42
Benjamin F. Edwards & Company
Missouri
$14K +$53 +3 +0.4%
Northern Trust
43
Northern Trust
Illinois
$10K +$1.03M +58,813 New
ADL
44
Asset Dedication LLC
California
$8K +$8.18K +467 New
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$2K +$1.98K +113 New
IPC
46
Independent Portfolio Consultants
Florida
-$1.56M -89,005 Closed
B
47
Bailard
California
-$748K -42,795 Closed
Comerica Bank
48
Comerica Bank
Texas
-$352K -20,150 Closed
FC
49
Forte Capital
New York
-$253K -14,485 Closed
GAM
50
Gould Asset Management
California
-$243K -13,870 Closed

SMB Hedge Fund Activity: Q4 2015 in Review

46 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q4 2015, worth a combined $111M — up 6.1% from $105M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SMB and 7 opened new positions — a net loss of 4 holders — while 17 trimmed existing stakes and 13 added.

The largest buyer was Royal Bank of Canada, adding an estimated $12.8M. The largest seller was Natixis Advisors, cutting an estimated $5.65M.

  • 46 institutional investors held VanEck Short Muni ETF (SMB) as of Q4 2015, down from 50 in Q3 2015.
  • Funds reported $111M of VanEck Short Muni ETF stock for Q4 2015, up 6.1% quarter-over-quarter.
  • 7 funds opened new VanEck Short Muni ETF positions in Q4 2015 and 11 closed out, a net change of -4 holders.
  • The largest VanEck Short Muni ETF buyer in Q4 2015 was Royal Bank of Canada, an estimated $12.8M added.
  • The largest VanEck Short Muni ETF seller in Q4 2015 was Natixis Advisors, an estimated $5.65M sold.

Based on aggregated 13F filings for Q4 2015.