Northern Trust’s VanEck Short Muni ETF SMB Stock Holding History

Northern Trust’s Portfolio SMB Stock Details SMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-11,781	Closed	-$2K	–	4266
2019 Q4	$2K	Buy	+11,781	New	+$209K	﹤0.01%	4249
2019 Q3	–	Sell	-51,590	Closed	-$9K	–	4292
2019 Q2	$9K	Buy	+51,590	New	+$907K	﹤0.01%	4212
2016 Q1	–	Sell	-58,813	Closed	-$10K	–	4284
2015 Q4	$10K	Buy	+58,813	New	+$1.03M	﹤0.01%	4210

Other funds holding SMB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

RWA

Redhawk Wealth Advisors Minneapolis, Minnesota $1.02B AUM 35.15% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Northern Trust's SMB Position: Q1 2020 in Review

Northern Trust sold out of VanEck Short Muni ETF (SMB) in Q1 2020, closing a stake of 11,781 shares — an estimated $2K sold.

Northern Trust first reported a position in SMB in Q4 2015 and held it in 3 quarters. The position peaked at $10K in Q4 2015. 79 funds tracked by Wall St. Rank hold SMB as of Q1 2020.

Northern Trust reported no remaining VanEck Short Muni ETF position as of Q1 2020 after selling out during the quarter.
Northern Trust sold 11,781 VanEck Short Muni ETF shares in Q1 2020, an estimated $2K.
Northern Trust first reported a position in VanEck Short Muni ETF in Q4 2015 and held it in 3 quarters.
Northern Trust's VanEck Short Muni ETF position peaked at $10K in Q4 2015.
79 funds tracked by Wall St. Rank held VanEck Short Muni ETF as of Q1 2020.

Based on Northern Trust's 13F filing for Q1 2020, filed 14 May 2020.