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SPDR S&P 600 Small Cap Growth ETF
SLYG

Overview Fund Activity

36 hedge funds and large institutions have $95.3M invested in SPDR S&P 600 Small Cap Growth ETF in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
11
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AssetMark Inc
1
AssetMark Inc
California
$7.82M
2
SG Americas Securities
2
SG Americas Securities
New York
$2.13M
3
EWA
3
EP Wealth Advisors
California
$764K
4
U
4
UBS
Switzerland
$5.03M
5
HighTower Advisors
5
HighTower Advisors
Illinois
$4.77M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$361K
2
CDIA
2
Capital Directions Investment Advisors
Georgia
$33.6M
3
VFS
3
VSR Financial Services
Kansas
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$6.45M
5
Bank of America
5
Bank of America
North Carolina
$5.67M
Name Market Value Shares Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$82K 505 +330 +189%
OIA
27
Optimum Investment Advisors
Illinois
$65K 400 +400 New
PAS
28
Partnervest Advisory Services
California
$49K 300 – –
GT
29
Glenmede Trust
Pennsylvania
$33K 207 – –
AIG
30
American International Group
New York
$26.7K 164 +132 +413%
CP
31
Corbenic Partners
Pennsylvania
$26K 157 – –
S
32
SignatureFD
Georgia
$11K 70 – –
Citigroup
33
Citigroup
New York
$8K 49 +15 +44%
MWP
34
MYCIO Wealth Partners
Pennsylvania
$7K 40 – –
CEMP
35
Compass Efficient Model Portfolios
Tennessee
$6K 36 +36 New
Ameriprise
36
Ameriprise
Minnesota
$6K 39 +39 New
VFS
37
VSR Financial Services
Kansas
– – -4,823 Closed
BWFA
38
Baltimore-Washington Financial Advisors
Maryland
– – -400 Closed
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
– – -127 Closed
PTC
40
Private Trust Company
Ohio
– – -55 Closed
TAIM
41
TD Ameritrade Investment Management
Nebraska
– – -9 Closed
1
2